SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $147M invested in Saba Capital Income & Opportunities Fund II in 2015 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 11 closing their positions.

Holders
125
Holders Change
-4
Holders Change %
-3.1%
% of All Funds
3.37%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
10
Increased
34
Reduced
38
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$11.6M
2
DA
2
Doliver Advisors
Texas
$901K
3
LCM
3
Landscape Capital Management
New Jersey
$1.03M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$901K
5
Bank of America
5
Bank of America
North Carolina
$4.29M

Top Sellers

1
NCM
1
Newgate Capital Management
Connecticut
$876K
2
RCM
2
Rivernorth Capital Management
Florida
$21.3M
3
Invesco
3
Invesco
Georgia
$9.76M
4
EHC
4
Everett Harris & Co
California
$2.7M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.4M
Name Market Value Shares Shares
Change 		Shares
Change %
GIP
26
Greatmark Investment Partners
Georgia
$995K 141,575 +400 +0.3%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$947K 134,760 -20,078 -13%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$901K 128,185 +85,644 +201%
DA
29
Doliver Advisors
Texas
$901K 128,125 +112,740 +733%
RPA
30
Rock Point Advisors
Vermont
$882K 125,471 -300 -0.2%
NCM
31
Newgate Capital Management
Connecticut
$876K 125,043 -361,315 -74%
HFS
32
HL Financial Services
Kentucky
$822K 116,990 +2,475 +2%
SJIC
33
St. James Investment Company
Texas
$780K 110,960 +2,475 +2%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$645K 91,805 -4,338 -5%
ADBIC
35
A.D. Beadell Investment Counsel
Wisconsin
$608K 86,500 – –
PHIMC
36
Private Harbour Investment Management & Counsel
Ohio
$598K 84,992 +5,500 +7%
HL
37
HeadInvest LLC
Maine
$575K 81,750 +4,000 +5%
FFA
38
Fragasso Financial Advisors
Pennsylvania
$501K 71,359 +4,165 +6%
TFF
39
The Family Firm
Maryland
$496K 70,615 +1,043 +1%
Cohen & Steers
40
Cohen & Steers
New York
$475K 67,615 – –
SRC
41
Shufro Rose & Co
New York
$468K 66,575 – –
SPC
42
Sigma Planning Corp
Michigan
$461K 65,511 -1,641 -2%
GEM
43
Global Endowment Management
North Carolina
$422K 60,000 – –
FIMG
44
Financial & Investment Management Group
Michigan
$412K 58,545 +12,034 +26%
Stifel Financial
45
Stifel Financial
Missouri
$371K 52,828 +9,400 +22%
WKWM
46
Walter & Keenan Wealth Management
Indiana
$369K 52,500 -5,000 -9%
CS
47
Credit Suisse
Switzerland
$361K 51,395 +3,335 +7%
Koshinski Asset Management
48
Koshinski Asset Management
Illinois
$345K 49,029 +1,301 +3%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$338K 47,983 -668 -1%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$335K 47,600 +3,655 +8%
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