SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $342M invested in Saba Capital Income & Opportunities Fund II in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 8 closing their positions.

Holders
127
Holders Change
+8
Holders Change %
+6.72%
% of All Funds
3.39%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
22
Increased
31
Reduced
37
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$187M
2
RCM
2
Rivernorth Capital Management
Florida
$24.3M
3
FIMG
3
Financial & Investment Management Group
Michigan
$1.99M
4
SG Americas Securities
4
SG Americas Securities
New York
$1.43M
5
EAM
5
Evanson Asset Management
California
$10M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$5.56M
2
BJ
2
Brouwer & Janachowski
California
$0
3
B
3
Baird
Wisconsin
$7.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$17.1M
5
WCM
5
Windsor Capital Management
Arizona
$7.65M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
26
Parametric Portfolio Associates
Washington
$1.24M 172,986 – –
GIP
27
Greatmark Investment Partners
Georgia
$1.12M 155,725 -23,045 -13%
RPA
28
Rock Point Advisors
Vermont
$963K 133,906 -37,725 -22%
LCM
29
Landscape Capital Management
New Jersey
$891K 123,951 +98,113 +380%
DA
30
Doliver Advisors
Texas
$830K 115,450 +115,450 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$818K 113,773 +20,168 +22%
HFS
32
HL Financial Services
Kentucky
$805K 111,927 +12,596 +13%
ADBIC
33
A.D. Beadell Investment Counsel
Wisconsin
$744K 103,500 +39,000 +60%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$664K 92,474 +83,067 +883%
GC
35
Guggenheim Capital
Illinois
$590K 81,941 -6,630 -7%
PHIMC
36
Private Harbour Investment Management & Counsel
Ohio
$586K 81,492 -3,175 -4%
MFS
37
MSI Financial Services
Massachusetts
$556K 77,270 +51,707 +202%
SPC
38
Sigma Planning Corp
Michigan
$527K 73,232 +73,232 New
TFF
39
The Family Firm
Maryland
$502K 69,757 +69,757 New
Cohen & Steers
40
Cohen & Steers
New York
$486K 67,615 – –
SRC
41
Shufro Rose & Co
New York
$478K 66,575 -13,325 -17%
FFA
42
First Foundation Advisors
California
$467K 65,019 +65,019 New
Stifel Financial
43
Stifel Financial
Missouri
$465K 64,721 -12,230 -16%
GEM
44
Global Endowment Management
North Carolina
$431K 60,000 – –
WKWM
45
Walter & Keenan Wealth Management
Indiana
$413K 57,500 – –
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$372K 51,798 +6,146 +13%
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
$350K 48,675 +48,675 New
CNB
48
City National Bank
California
$331K 46,000 – –
VKH
49
Virtu KCG Holdings
New York
$327K 45,492 +1,029 +2%
NPC
50
National Planning Corporation
California
$322K 44,604 -4,738 -10%
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