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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
126
First Command Financial Services
Texas
$18K – – –
LA
127
Legacy Advisors
Pennsylvania
$18K +$18.4K +255 New
SFFS
128
Stonehage Fleming Financial Services
Jersey
$15K – – –
BSG
129
Black Swift Group
Colorado
$13K – – –
CDIA
130
Capital Directions Investment Advisors
Georgia
$13K – – –
CTC
131
Central Trust Company
Missouri
$13K – – –
SPIA
132
Steward Partners Investment Advisory
New York
$12K +$5.48K +76 +76%
WC
133
Whitnell & Co
Illinois
$12K +$11.7K +163 New
Bank of Montreal
134
Bank of Montreal
Ontario, Canada
$11K +$11K +153 New
RFC
135
Regions Financial Corp
Alabama
$9K +$8.57K +119 New
MA
136
MCF Advisors
Kentucky
$5K – – –
CA
137
Centerpoint Advisors
Massachusetts
$5K +$5.33K +74 New
LCM
138
Liberty Capital Management
Michigan
$3K – – –
HCC
139
Hirtle Callaghan & Co
Pennsylvania
$2K +$1.51K +21 New
Goldman Sachs
140
Goldman Sachs
New York
– -$3.06M -44,958 Closed
Citadel Advisors
141
Citadel Advisors
Florida
– -$3M -43,962 Closed
UR
142
USCA RIA
Texas
– -$1.46M -23,442 Closed
AGM
143
Alpine Global Management
New York
– -$1.2M -17,581 Closed
CG
144
Cutler Group
California
– -$472K -6,555 Closed
WP
145
WealthSource Partners
California
– -$400K -5,874 Closed
NPC
146
National Planning Corporation
California
– -$398K -5,846 Closed
AI
147
Atria Investments
North Carolina
– -$359K -5,273 Closed
TSS
148
Two Sigma Securities
New York
– -$245K -3,593 Closed
APP
149
Avantax Planning Partners
Iowa
– -$205K -3,008 Closed
NIC
150
Northwest Investment Counselors
Oregon
– -$33K -477 Closed