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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$175M -$126M -673,155 -45%
LPL Financial
2
LPL Financial
California
$125M +$11.4M +60,746 +12%
Morgan Stanley
3
Morgan Stanley
New York
$121M -$36.7M -195,981 -26%
Wells Fargo
4
Wells Fargo
California
$103M -$58.7M -313,777 -39%
Raymond James Financial
5
Raymond James Financial
Florida
$83.7M -$19.3M -103,411 -21%
UBS Group
6
UBS Group
Switzerland
$56.3M -$7.6M -40,651 -13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$41.6M -$11.6M -61,752 -24%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$41.1M -$427K -2,282 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$40.1M +$1.35M +7,220 +4%
Marshall Wace
10
Marshall Wace
United Kingdom
$35.3M -$62M -331,270 -67%
AF
11
Allworth Financial
California
$27.2M -$165K -881 -0.7%
SPWG
12
Syntegra Private Wealth Group
Missouri
$26M -$709K -3,789 -3%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$24.1M -$7.48M -40,000 -26%
NC
14
NewSquare Capital
Pennsylvania
$21.6M -$878K -4,694 -4%
Creative Planning
15
Creative Planning
Kansas
$20.9M -$45.3M -242,238 -71%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$20.8M -$2.05M -10,956 -10%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$19.4M +$562K +3,005 +3%
RW
18
RVW Wealth
California
$18.8M -$346K -1,850 -2%
Ameriprise
19
Ameriprise
Minnesota
$17.3M -$7.29M -38,989 -32%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$16.1M -$1.32M -7,059 -9%
Truist Financial
21
Truist Financial
North Carolina
$15.8M -$9.42M -50,380 -40%
EWA
22
EP Wealth Advisors
California
$15.7M -$1.05M -5,622 -7%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$15.2M +$582K +3,110 +5%
MIM
24
Miller Investment Management
Pennsylvania
$14.8M -$2.51M -13,431 -16%
KAS
25
Kestra Advisory Services
Texas
$14.3M -$901K -4,817 -7%