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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$813M +$695M +2,426,716 +111,933%
Morgan Stanley
2
Morgan Stanley
New York
$236M +$32M +111,594 +19%
LPL Financial
3
LPL Financial
California
$210M +$3.78M +13,211 +2%
Bank of America
4
Bank of America
North Carolina
$194M -$126M -438,554 -43%
Wells Fargo
5
Wells Fargo
California
$165M +$13.1M +45,811 +10%
Raymond James Financial
6
Raymond James Financial
Florida
$100M +$3.15M +10,984 +4%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$88.1M +$71.6M +250,000 +1,908%
UBS Group
8
UBS Group
Switzerland
$80.8M -$4.44M -15,501 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$63.8M +$12.2M +42,495 +29%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$49.3M -$10.4M -36,387 -20%
Osaic Holdings
11
Osaic Holdings
Arizona
$44.7M +$2.46M +8,596 +7%
AF
12
Allworth Financial
California
$38.8M -$1.26M -4,401 -4%
Marshall Wace
13
Marshall Wace
United Kingdom
$35.4M -$88.7M -309,703 -75%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$31.8M -$790K -2,758 -3%
Truist Financial
15
Truist Financial
North Carolina
$31.6M +$8.44M +29,473 +45%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$30.9M -$1.73M -6,037 -6%
NA
17
NewEdge Advisors
Louisiana
$29.4M +$10.2M +35,491 +68%
Ameriprise
18
Ameriprise
Minnesota
$29.2M +$3.23M +11,272 +15%
RW
19
RVW Wealth
California
$28M -$85.6K -299 -0.4%
EWA
20
EP Wealth Advisors
California
$26.1M -$72.7K -254 -0.3%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$26M -$1.11M -3,892 -5%
MIH
22
Meitav Investment House
Israel
$23.3M +$20M +69,703 New
KAS
23
Kestra Advisory Services
Texas
$22.2M -$370K -1,293 -2%
Citigroup
24
Citigroup
New York
$21.3M +$4.24M +14,807 +30%
NP
25
Nilsine Partners
Colorado
$20.3M +$16.5M +57,530 +1,846%