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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$26.9M +$415K +10,106 +2%
Morgan Stanley
2
Morgan Stanley
New York
$23.8M -$107K -2,605 -0.4%
UBS Group
3
UBS Group
Switzerland
$19.1M -$2.48M -60,393 -11%
Bank of America
4
Bank of America
North Carolina
$12M +$564K +13,735 +5%
RJA
5
Raymond James & Associates
Florida
$5.6M -$1.41M -34,274 -19%
JP Morgan Chase
6
JP Morgan Chase
New York
$3.99M -$506K -12,313 -11%
BWM
7
Biltmore Wealth Management
Arizona
$3.76M -$3.69M -89,763 -48%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.64M +$2.08M +50,724 +309%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.38M -$1.63M -39,549 -40%
Goldman Sachs
10
Goldman Sachs
New York
$2.28M +$230K +5,597 +11%
Ameriprise
11
Ameriprise
Minnesota
$2.22M +$295K +7,191 +15%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.07M +$24.5K +597 +1%
LPL Financial
13
LPL Financial
California
$2.03M -$254K -6,177 -11%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.47M +$92.6K +2,253 +6%
MFS
15
MSI Financial Services
Massachusetts
$1.31M -$340K -8,278 -20%
Jane Street
16
Jane Street
New York
$1.3M +$1.36M +33,018 New
ICAS
17
Investors Capital Advisory Services
Massachusetts
$1.13M +$534 +13 +0%
OC
18
Oppenheimer & Co
New York
$901K -$81.8K -1,991 -8%
CS
19
Credit Suisse
Switzerland
$814K -$362K -8,819 -30%
Stifel Financial
20
Stifel Financial
Missouri
$789K -$47.8K -1,163 -5%
Citigroup
21
Citigroup
New York
$773K -$65.8K -1,601 -8%
AIG
22
American International Group
New York
$592K -$22.8K -556 -4%
SB
23
Suntrust Banks
Georgia
$547K +$87.6K +2,132 +18%
Citadel Advisors
24
Citadel Advisors
Florida
$527K -$472K -11,490 -46%
TYCC
25
Texas Yale Capital Corp
Florida
$475K