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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.2M +$876K +24,024 +5%
Wells Fargo
2
Wells Fargo
California
$15.9M +$571K +15,658 +4%
U
3
UBS
Switzerland
$13.2M +$1.76M +48,114 +16%
JP Morgan Chase
4
JP Morgan Chase
New York
$7.54M +$666K +18,258 +10%
Bank of America
5
Bank of America
North Carolina
$6.58M +$1.01M +27,794 +19%
SAM
6
Stringer Asset Management
Tennessee
$5.97M +$5.82M +159,627 New
Deutsche Bank
7
Deutsche Bank
Germany
$4.38M -$561K -15,389 -12%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.29M +$1.27M +34,688 +43%
LPL Financial
9
LPL Financial
California
$1.56M -$115K -3,159 -7%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.43M +$35.1K +963 +3%
RJA
11
Raymond James & Associates
Florida
$1.27M +$781K +21,411 +169%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.04M +$1.01M +27,757 New
ICAS
13
Investors Capital Advisory Services
Massachusetts
$987K +$803 +22 +0.1%
B
14
Baird
Wisconsin
$899K +$35.1K +961 +4%
CS
15
Credit Suisse
Switzerland
$843K -$83.7K -2,295 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$680K -$27.7K -758 -4%
Citadel Advisors
17
Citadel Advisors
Florida
$542K +$528K +14,483 New
Stifel Financial
18
Stifel Financial
Missouri
$408K +$398K +10,913 New
OC
19
Oppenheimer & Co
New York
$385K -$72.4K -1,985 -16%
Ameriprise
20
Ameriprise
Minnesota
$344K -$192K -5,268 -37%
FAAS
21
First Allied Advisory Services
California
$331K +$34.8K +954 +12%
CS
22
Comerica Securities
Michigan
$279K +$15.4K +422 +6%
SB
23
Suntrust Banks
Georgia
$275K +$269K +7,363 New
TYCC
24
Texas Yale Capital Corp
Florida
$265K
AP
25
Advisors Preferred
Maryland
$186K +$86K +2,358 +90%