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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$529M -$16.4M -128,648 -3%
Morgan Stanley
2
Morgan Stanley
New York
$200M -$7.27M -56,888 -4%
Wells Fargo
3
Wells Fargo
California
$179M -$1.91M -14,945 -1%
Bank of America
4
Bank of America
North Carolina
$79.2M -$2.04M -15,949 -3%
LPL Financial
5
LPL Financial
California
$68.1M +$1.03M +8,052 +2%
UBS Group
6
UBS Group
Switzerland
$65.5M +$2.51M +19,632 +4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$57.7M -$3.19M -25,003 -6%
Osaic Holdings
8
Osaic Holdings
Arizona
$52.5M +$3.8M +29,735 +8%
TIM
9
Total Investment Management
Arizona
$51.2M +$493K +3,861 +1%
RJA
10
Raymond James & Associates
Florida
$46.8M +$313K +2,447 +0.7%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$43.4M -$661K -5,169 -2%
MIH
12
Meitav Investment House
Israel
$41.4M -$4.73M -37,047 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$33.3M -$49.6K -388 -0.2%
Goldman Sachs
14
Goldman Sachs
New York
$32.4M +$25.9M +202,521 +631%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$30.2M +$4.11M +32,148 +17%
Truist Financial
16
Truist Financial
North Carolina
$27.1M +$1.26M +9,847 +5%
PVH
17
Psagot Value Holdings
Israel
$25.7M -$82.8K -648 -0.3%
CM
18
Churchill Management
California
$23.5M -$2.45M -19,173 -10%
RW
19
RVW Wealth
California
$23M +$443K +3,467 +2%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$22.4M -$529K -4,140 -2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$22.1M -$861K -6,736 -4%
Ameriprise
22
Ameriprise
Minnesota
$21.3M +$2.78M +21,737 +16%
NC
23
NewSquare Capital
Pennsylvania
$21.2M -$2.62M -20,470 -12%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$17.6M
KAS
25
Kestra Advisory Services
Texas
$15.5M +$2.04M +15,942 +16%