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First Trust NASDAQ-100 Technology Index Fund
QTEC

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$571M +$559M +10,845,422 New
Morgan Stanley
2
Morgan Stanley
New York
$160M +$120M +2,324,237 +329%
Wells Fargo
3
Wells Fargo
California
$137M +$96.8M +1,878,984 +260%
UBS Group
4
UBS Group
Switzerland
$48.6M +$33.2M +644,772 +232%
Bank of America
5
Bank of America
North Carolina
$43.4M +$36.7M +711,708 +630%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$32.9M +$29.7M +576,779 +1,199%
RJA
7
Raymond James & Associates
Florida
$29M +$24.4M +474,334 +617%
MFS
8
MSI Financial Services
Massachusetts
$25.4M +$22.7M +441,284 +1,068%
Goldman Sachs
9
Goldman Sachs
New York
$15.8M +$12.9M +250,057 +497%
NC
10
NewSquare Capital
Pennsylvania
$14.8M +$14.4M +280,193 New
LPL Financial
11
LPL Financial
California
$14.7M +$4.04M +78,418 +40%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.5M +$8.89M +172,594 +264%
BCM
13
Brookstone Capital Management
Illinois
$12.5M +$12.2M +237,315 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$10.4M +$6.3M +122,346 +163%
Stifel Financial
15
Stifel Financial
Missouri
$9.39M +$9.19M +178,518 New
NA
16
Navellier & Associates
Nevada
$7.03M +$2.06M +39,921 +43%
ODG
17
O'Dell Group
Ohio
$6.81M +$6.66M +129,291 New
HFS
18
HL Financial Services
Kentucky
$6.36M +$5.87M +114,018 +1,675%
Ameriprise
19
Ameriprise
Minnesota
$6.32M +$4.11M +79,896 +199%
TFA
20
Transamerica Financial Advisors
Florida
$5.76M +$5.63M +109,324 New
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5.32M +$5.2M +100,973 New
BTS
22
BB&T Securities
Virginia
$5.02M – – –
NA
23
NewEdge Advisors
Louisiana
$4.05M +$3.84M +74,624 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$3.79M +$3.71M +72,015 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$3.69M +$3.25M +63,200 +906%
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