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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$552M -$33M -526,391 -6%
Morgan Stanley
2
Morgan Stanley
New York
$187M +$526K +8,382 +0.3%
Wells Fargo
3
Wells Fargo
California
$155M -$1.03M -16,466 -0.7%
Bank of America
4
Bank of America
North Carolina
$58.5M +$4.41M +70,303 +8%
UBS Group
5
UBS Group
Switzerland
$53M -$5.86M -93,400 -10%
MML Investors Services
6
MML Investors Services
Massachusetts
$43M -$3.35M -53,353 -7%
RJA
7
Raymond James & Associates
Florida
$38.1M -$8.8M -140,401 -19%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$31.4M -$4.08M -65,062 -11%
LPL Financial
9
LPL Financial
California
$30.3M +$3.59M +57,286 +13%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$18.6M +$5.21M +83,021 +39%
NA
11
Navellier & Associates
Nevada
$18.3M +$5.39M +85,916 +41%
NC
12
NewSquare Capital
Pennsylvania
$14.9M -$518K -8,266 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$14.1M -$2.23M -35,577 -14%
UCFA
14
United Capital Financial Advisors
Texas
$13.5M +$4.32M +68,875 +47%
Stifel Financial
15
Stifel Financial
Missouri
$12.4M +$397K +6,326 +3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$12.2M -$1.15M -18,263 -9%
BCM
17
Brookstone Capital Management
Illinois
$11.1M -$1.36M -21,735 -11%
Ameriprise
18
Ameriprise
Minnesota
$8.78M -$1.8M -28,675 -17%
ODG
19
O'Dell Group
Ohio
$8.29M -$167K -2,668 -2%
SB
20
Suntrust Banks
Georgia
$8.17M +$270K +4,309 +3%
HFS
21
HL Financial Services
Kentucky
$8.05M +$75.4K +1,202 +0.9%
Jane Street
22
Jane Street
New York
$6.06M +$5.8M +92,473 +1,989%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$5.89M -$78.1K -1,246 -1%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$5.64M +$1.37M +21,809 +32%
TFA
25
Transamerica Financial Advisors
Florida
$5.17M -$455K -7,260 -8%