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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$352M -$200M -2,060,959 -33%
Morgan Stanley
2
Morgan Stanley
New York
$137M -$7.11M -73,355 -4%
Wells Fargo
3
Wells Fargo
California
$111M -$43M -443,111 -25%
Bank of America
4
Bank of America
North Carolina
$49.3M -$5.33M -54,993 -9%
UBS Group
5
UBS Group
Switzerland
$41.7M -$6.11M -62,999 -11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$37.2M -$837K -8,634 -2%
LPL Financial
7
LPL Financial
California
$37M -$6.58M -67,907 -13%
RJA
8
Raymond James & Associates
Florida
$35.9M -$17.6M -182,032 -30%
Osaic Holdings
9
Osaic Holdings
Arizona
$26.5M +$30.4M +313,476 New
TIM
10
Total Investment Management
Arizona
$22.9M +$26.3M +270,985 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$21.6M +$172K +1,775 +0.7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$17.6M -$4.56M -47,086 -18%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$17.6M
PVH
14
Psagot Value Holdings
Israel
$17.1M -$185K -1,908 -0.9%
Truist Financial
15
Truist Financial
North Carolina
$16.2M -$505K -5,213 -3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$15.3M -$4.95M -51,100 -22%
Ameriprise
17
Ameriprise
Minnesota
$14.2M -$35.9K -370 -0.2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$10.9M -$5.16M -53,254 -29%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$10.4M -$4.16M -42,942 -26%
NA
20
NewEdge Advisors
Louisiana
$7.38M -$4.59M -47,387 -35%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$7.38M -$1.18M -12,134 -12%
RW
22
RVW Wealth
California
$7.07M -$8.53M -87,998 -51%
FTUS
23
Flow Traders U.S.
New York
$6.73M +$7.72M +79,649 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$6.43M +$2.22M +22,859 +43%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$6.41M +$5.53M +57,045 +304%