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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$464M -$37.1M -321,141 -8%
Morgan Stanley
2
Morgan Stanley
New York
$176M -$7.63M -66,086 -4%
Wells Fargo
3
Wells Fargo
California
$154M -$2.52M -21,850 -2%
Bank of America
4
Bank of America
North Carolina
$69.1M +$4.12M +35,714 +6%
LPL Financial
5
LPL Financial
California
$56.9M -$4.13M -35,762 -7%
UBS Group
6
UBS Group
Switzerland
$53.3M -$2.77M -24,006 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$51.9M -$129K -1,118 -0.3%
TIM
8
Total Investment Management
Arizona
$42.6M +$42.4M +366,886 New
Osaic Holdings
9
Osaic Holdings
Arizona
$41M +$2.94M +25,438 +8%
MIH
10
Meitav Investment House
Israel
$39.5M +$8.78M +76,037 +29%
RJA
11
Raymond James & Associates
Florida
$39.4M -$1.57M -13,617 -4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$37.4M +$8.55M +74,007 +30%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$28.3M -$2.49M -21,558 -8%
CM
14
Churchill Management
California
$22.2M +$21.9M +189,691 New
PVH
15
Psagot Value Holdings
Israel
$21.9M -$4.45M -38,515 -17%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$21.9M +$7.38M +63,931 +52%
Truist Financial
17
Truist Financial
North Carolina
$21.8M -$549K -4,750 -2%
NC
18
NewSquare Capital
Pennsylvania
$20.4M +$13.8M +119,178 +217%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$19.5M +$3.13M +27,080 +19%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$19.5M +$23.4K +203 +0.1%
RW
21
RVW Wealth
California
$18.8M -$69.1K -598 -0.4%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$17.6M
Ameriprise
23
Ameriprise
Minnesota
$15.7M -$3.6M -31,138 -19%
KAS
24
Kestra Advisory Services
Texas
$11.5M +$11.2M +96,642 New
NA
25
NewEdge Advisors
Louisiana
$10.9M +$561K +4,857 +6%