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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$543M -$60.8M -843,748 -10%
Morgan Stanley
2
Morgan Stanley
New York
$179M -$9.15M -127,009 -5%
Wells Fargo
3
Wells Fargo
California
$169M -$3.84M -53,271 -2%
UBS Group
4
UBS Group
Switzerland
$62.6M -$113K -1,574 -0.2%
Bank of America
5
Bank of America
North Carolina
$53.6M -$7.53M -104,477 -12%
RJA
6
Raymond James & Associates
Florida
$47.5M +$5.69M +78,939 +14%
LPL Financial
7
LPL Financial
California
$36.7M +$5.17M +71,708 +16%
MML Investors Services
8
MML Investors Services
Massachusetts
$34.4M -$310K -4,305 -0.9%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$31.6M -$4.53M -62,835 -13%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$17M +$17.6K +244 +0.1%
NC
11
NewSquare Capital
Pennsylvania
$16.8M -$1.4M -19,394 -8%
PVH
12
Psagot Value Holdings
Israel
$14.9M +$14.9M +207,059 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$14.4M +$523K +7,257 +4%
Ameriprise
14
Ameriprise
Minnesota
$12.6M +$420K +5,822 +3%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$10.8M +$3.99M +55,327 +58%
SB
16
Suntrust Banks
Georgia
$9.98M -$445K -6,177 -4%
BCM
17
Brookstone Capital Management
Illinois
$9.64M -$1.82M -25,295 -16%
HFS
18
HL Financial Services
Kentucky
$9.61M -$92K -1,276 -0.9%
ODG
19
O'Dell Group
Ohio
$8.81M -$657K -9,115 -7%
NA
20
Navellier & Associates
Nevada
$8.28M -$15.7M -218,515 -65%
Stifel Financial
21
Stifel Financial
Missouri
$7.73M -$4.42M -61,374 -36%
NA
22
NewEdge Advisors
Louisiana
$6.76M +$566K +7,860 +10%
ACM
23
Aviance Capital Management
Florida
$6.48M +$6.49M +90,117 New
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$6.25M -$145K -2,009 -2%
AG
25
Advisor Group
Arizona
$5.8M +$288K +4,003 +5%