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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$698M -$53M -275,632 -6%
Bank of America
2
Bank of America
North Carolina
$259M +$114M +593,929 +66%
Wells Fargo
3
Wells Fargo
California
$138M -$11.9M -61,694 -7%
Morgan Stanley
4
Morgan Stanley
New York
$132M -$5.66M -29,460 -4%
LPL Financial
5
LPL Financial
California
$91.5M -$4.05M -21,103 -4%
Marshall Wace
6
Marshall Wace
United Kingdom
$86.3M +$70.5M +366,969 +282%
Raymond James Financial
7
Raymond James Financial
Florida
$86.2M +$530K +2,756 +0.6%
Creative Planning
8
Creative Planning
Kansas
$59.1M +$63.6M +330,747 +3,364%
UBS Group
9
UBS Group
Switzerland
$53M +$1.96M +10,197 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$44.7M +$1.63M +8,463 +3%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$33.9M +$1.62M +8,427 +5%
Osaic Holdings
12
Osaic Holdings
Arizona
$31.5M -$1.53M -7,980 -4%
JP Morgan Chase
13
JP Morgan Chase
New York
$27.7M -$2.65M -13,809 -8%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$26.6M +$10.2M +53,100 +53%
NA
15
NewEdge Advisors
Louisiana
$22.7M +$1.78M +9,268 +8%
AF
16
Allworth Financial
California
$22.4M -$554K -2,882 -2%
SPWG
17
Syntegra Private Wealth Group
Missouri
$21.8M -$756K -3,934 -3%
Truist Financial
18
Truist Financial
North Carolina
$21.7M +$1.06M +5,520 +5%
Ameriprise
19
Ameriprise
Minnesota
$20.9M -$2.18M -11,321 -9%
ODG
20
O'Dell Group
Ohio
$20.6M +$140K +728 +0.6%
Citigroup
21
Citigroup
New York
$20.3M +$3.18M +16,537 +16%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$18.9M -$1.28M -6,678 -6%
NP
23
Nilsine Partners
Colorado
$18.6M +$2.65M +13,776 +15%
NC
24
NewSquare Capital
Pennsylvania
$18.4M -$423K -2,201 -2%
ASN
25
Advisory Services Network
Georgia
$17.2M +$1.26M +6,565 +7%