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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$564M -$84.5M -1,468,931 -14%
Morgan Stanley
2
Morgan Stanley
New York
$180M -$1.93M -33,452 -1%
Wells Fargo
3
Wells Fargo
California
$150M -$5.83M -101,298 -4%
UBS Group
4
UBS Group
Switzerland
$56.7M +$1.12M +19,426 +2%
Bank of America
5
Bank of America
North Carolina
$52.2M +$2.48M +43,109 +5%
RJA
6
Raymond James & Associates
Florida
$45.2M +$11.5M +200,153 +36%
MML Investors Services
7
MML Investors Services
Massachusetts
$44.7M +$42.7M +742,549 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$34.2M -$3.25M -56,406 -9%
LPL Financial
9
LPL Financial
California
$25.7M +$8.79M +152,647 +55%
NCM
10
Niemann Capital Management
Nevada
$20.6M +$19.7M +343,070 New
NC
11
NewSquare Capital
Pennsylvania
$16M -$810K -14,074 -5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$15.7M +$1.37M +23,815 +10%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$13M +$8.36M +145,298 +207%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$12.9M +$981K +17,042 +9%
NA
15
Navellier & Associates
Nevada
$12.5M +$4.25M +73,918 +55%
Goldman Sachs
16
Goldman Sachs
New York
$12.1M -$5.71M -99,192 -33%
BCM
17
Brookstone Capital Management
Illinois
$12M -$2.2M -38,141 -16%
Stifel Financial
18
Stifel Financial
Missouri
$11.6M +$827K +14,373 +8%
Ameriprise
19
Ameriprise
Minnesota
$9.23M +$2.84M +49,363 +41%
UCFA
20
United Capital Financial Advisors
Texas
$8.87M +$7.12M +123,748 +521%
ODG
21
O'Dell Group
Ohio
$8.16M +$364K +6,317 +5%
HFS
22
HL Financial Services
Kentucky
$7.68M +$399K +6,930 +6%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$5.76M -$302K -5,244 -5%
TFA
24
Transamerica Financial Advisors
Florida
$5.43M -$1.1M -19,124 -17%
SB
25
Suntrust Banks
Georgia
$5.4M +$2.66M +46,154 +57%