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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$31.5M -$5.96M -137,513 -16%
Morgan Stanley
2
Morgan Stanley
New York
$29.7M -$4.12M -95,045 -12%
UBS Group
3
UBS Group
Switzerland
$24.8M -$1.15M -26,614 -4%
Bank of America
4
Bank of America
North Carolina
$10.4M -$231K -5,321 -2%
BWM
5
Biltmore Wealth Management
Arizona
$8.01M +$1.49M +34,281 +23%
RJA
6
Raymond James & Associates
Florida
$7.24M -$1.67M -38,394 -19%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.13M +$990K +22,819 +24%
BTS
8
BB&T Securities
Virginia
$3.72M +$3.37M +77,742 +991%
LPL Financial
9
LPL Financial
California
$2.58M +$247K +5,700 +11%
WA
10
WESPAC Advisors
California
$2.5M +$36.7K +846 +1%
Goldman Sachs
11
Goldman Sachs
New York
$2.19M -$31.5K -727 -1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.14M +$121K +2,786 +6%
JP Morgan Chase
13
JP Morgan Chase
New York
$2.04M -$2.56M -59,077 -56%
Ameriprise
14
Ameriprise
Minnesota
$1.88M +$750K +17,294 +67%
CS
15
Credit Suisse
Switzerland
$1.78M +$1.13M +26,007 +175%
MFS
16
MSI Financial Services
Massachusetts
$1.7M +$627K +14,459 +58%
SG Americas Securities
17
SG Americas Securities
New York
$1.42M -$152K -3,500 -10%
ICAS
18
Investors Capital Advisory Services
Massachusetts
$1.25M
OC
19
Oppenheimer & Co
New York
$1.12M +$204K +4,704 +22%
Stifel Financial
20
Stifel Financial
Missouri
$1.04M +$572K +13,200 +124%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$976K +$108K +2,484 +12%
TH
22
Timber Hill
Connecticut
$718K -$123K -2,832 -15%
Jane Street
23
Jane Street
New York
$577K -$489K -11,273 -46%
TYCC
24
Texas Yale Capital Corp
Florida
$524K
SB
25
Suntrust Banks
Georgia
$506K +$506K +11,678 New