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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$572M -$30.2M -463,020 -5%
Morgan Stanley
2
Morgan Stanley
New York
$178M -$25.2M -386,964 -13%
Wells Fargo
3
Wells Fargo
California
$164M -$5.3M -81,392 -3%
UBS Group
4
UBS Group
Switzerland
$59.4M +$1.51M +23,238 +3%
Bank of America
5
Bank of America
North Carolina
$57.9M -$5.73M -87,888 -9%
RJA
6
Raymond James & Associates
Florida
$39.6M -$1.9M -29,235 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$34.2M -$126K -1,931 -0.4%
MML Investors Services
8
MML Investors Services
Massachusetts
$32.9M -$13.5M -206,601 -30%
LPL Financial
9
LPL Financial
California
$29.8M -$3.15M -48,339 -10%
NA
10
Navellier & Associates
Nevada
$22.7M +$2.62M +40,270 +14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$16.1M +$634K +9,739 +4%
NC
12
NewSquare Capital
Pennsylvania
$16.1M -$347K -5,332 -2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$13.2M -$201K -3,086 -2%
Ameriprise
14
Ameriprise
Minnesota
$11.5M +$1.82M +27,907 +20%
Stifel Financial
15
Stifel Financial
Missouri
$11.5M -$1.99M -30,490 -15%
BTS
16
BB&T Securities
Virginia
$11.4M +$7.7M +118,170 +242%
BCM
17
Brookstone Capital Management
Illinois
$10.9M -$1.18M -18,118 -10%
SB
18
Suntrust Banks
Georgia
$9.88M +$915K +14,050 +11%
HFS
19
HL Financial Services
Kentucky
$9.19M +$380K +5,838 +5%
ODG
20
O'Dell Group
Ohio
$8.96M -$91.3K -1,402 -1%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6.46M +$1.28M +19,646 +26%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$6.06M -$364K -5,581 -6%
NA
23
NewEdge Advisors
Louisiana
$5.65M +$331K +5,086 +7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$5.5M -$568K -8,712 -10%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$5.22M -$222K -3,414 -4%