Baird’s First Trust NASDAQ-100 Technology Index Fund QTEC Stock Holding History

Baird’s Portfolio QTEC Stock Details QTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-34,981	Closed	-$1.53M	–	1342
2014 Q4	$1.53M	Buy	34,981 +11,711	+50%	+$493K	0.02%	604
2014 Q3	$957K	Sell	23,270 -536	-2%	-$21.8K	0.01%	670
2014 Q2	$951K	Sell	23,806 -236	-1%	-$8.89K	0.01%	688
2014 Q1	$899K	Buy	24,042 +961	+4%	+$35.1K	0.01%	660
2013 Q4	$818K	Buy	23,081 +1,854	+9%	+$62.1K	0.01%	678
2013 Q3	$687K	Buy	21,227 +213	+1%	+$6.6K	0.01%	677
2013 Q2	$606K	Buy	+21,014	New	+$601K	0.01%	698

Other funds holding QTEC

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWM

Biltmore Wealth Management Tempe, Arizona $281M AUM 18.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WESPAC Advisors Orinda, California $183M AUM 29.81% 1-Year Est. Return

Baird's QTEC Position: Q1 2015 in Review

Baird sold out of First Trust NASDAQ-100 Technology Index Fund (QTEC) in Q1 2015, closing a stake of 34,981 shares — an estimated $1.53M sold.

Baird first reported a position in QTEC in Q2 2013 and held it in 7 quarters. The position peaked at $1.53M in Q4 2014. 49 funds tracked by Wall St. Rank hold QTEC as of Q1 2015.

Baird reported no remaining First Trust NASDAQ-100 Technology Index Fund position as of Q1 2015 after selling out during the quarter.
Baird sold 34,981 First Trust NASDAQ-100 Technology Index Fund shares in Q1 2015, an estimated $1.53M.
Baird first reported a position in First Trust NASDAQ-100 Technology Index Fund in Q2 2013 and held it in 7 quarters.
Baird's First Trust NASDAQ-100 Technology Index Fund position peaked at $1.53M in Q4 2014.
49 funds tracked by Wall St. Rank held First Trust NASDAQ-100 Technology Index Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.