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First Trust NASDAQ-100 Technology Index Fund

38 hedge funds and large institutions have $109M invested in First Trust NASDAQ-100 Technology Index Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

163% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 8

13% more capital invested

Capital invested by funds: $96.3M → $109M (+$12.8M)

3% less funds holding

Funds holding: 3938 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
21
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30M +$5.04M +123,815 +20%
Wells Fargo
2
Wells Fargo
California
$22M +$4.33M +106,326 +25%
U
3
UBS
Switzerland
$19.5M +$1.49M +36,594 +8%
RJA
4
Raymond James & Associates
Florida
$7.09M +$5.53M +135,694 +370%
Bank of America
5
Bank of America
North Carolina
$6.21M -$1.2M -29,495 -16%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.22M +$1.51M +37,042 +56%
SAM
7
Stringer Asset Management
Tennessee
$2.58M -$4.76M -116,963 -65%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.79M +$97.9K +2,404 +6%
LPL Financial
9
LPL Financial
California
$1.75M +$170K +4,166 +11%
Stifel Financial
10
Stifel Financial
Missouri
$1.69M +$379K +9,309 +29%
JP Morgan Chase
11
JP Morgan Chase
New York
$1.46M +$809K +19,860 +128%
NA
12
Navellier & Associates
Nevada
$1.45M +$173K +4,259 +14%
ICAS
13
Investors Capital Advisory Services
Massachusetts
$1.31M
B
14
Baird
Wisconsin
$957K -$21.8K -536 -2%
Ameriprise
15
Ameriprise
Minnesota
$955K +$122K +2,986 +15%
VFS
16
VSR Financial Services
Kansas
$907K +$898K +22,046 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$755K +$163 +4 +0%
Deutsche Bank
18
Deutsche Bank
Germany
$723K -$1.55M -38,014 -68%
OC
19
Oppenheimer & Co
New York
$585K -$46.1K -1,133 -7%
CS
20
Credit Suisse
Switzerland
$515K -$303K -7,442 -37%
TYCC
21
Texas Yale Capital Corp
Florida
$497K
BCM
22
Barometer Capital Management
Ontario, Canada
$489K +$485K +11,900 New
FAAS
23
First Allied Advisory Services
California
$410K +$77.9K +1,912 +24%
FHC
24
First Heartland Consultants
Missouri
$262K +$17.4K +428 +7%
HFS
25
HL Financial Services
Kentucky
$244K +$20.3K +499 +9%

QTEC Hedge Fund Activity: Q3 2014 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ-100 Technology Index Fund (QTEC) for Q3 2014, worth a combined $109M — up 13% from $96.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of QTEC and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 21 added.

The largest buyer was Raymond James & Associates, adding an estimated $5.53M. The largest seller was Stringer Asset Management, cutting an estimated $4.76M.

  • 38 institutional investors held First Trust NASDAQ-100 Technology Index Fund (QTEC) as of Q3 2014, down from 39 in Q2 2014.
  • Funds reported $109M of First Trust NASDAQ-100 Technology Index Fund stock for Q3 2014, up 13% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ-100 Technology Index Fund positions in Q3 2014 and 5 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ-100 Technology Index Fund buyer in Q3 2014 was Raymond James & Associates, an estimated $5.53M added.
  • The largest First Trust NASDAQ-100 Technology Index Fund seller in Q3 2014 was Stringer Asset Management, an estimated $4.76M sold.

Based on aggregated 13F filings for Q3 2014.