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First Trust NASDAQ-100 Technology Index Fund

172 hedge funds and large institutions have $1.33B invested in First Trust NASDAQ-100 Technology Index Fund in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 37 increasing their positions, 84 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

778% more call options, than puts

Call options by funds: $1.85M | Put options by funds: $211K

4% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 27

1.1% less ownership

Funds ownership: 69.24%68.13% (-1.1%)

2% less funds holding

Funds holding: 175172 (-3)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

26% less capital invested

Capital invested by funds: $1.79B → $1.33B (-$459M)

56% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 84

Holders
172
Holders Change
-3
Holders Change %
-1.71%
% of All Funds
3.83%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
26
Increased
37
Reduced
84
Closed
27
Calls
$1.85M
Puts
$211K
Net Calls
+$1.64M
Net Calls Change
+$123K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$535M -$76.3M -1,060,669 -12%
Morgan Stanley
2
Morgan Stanley
New York
$141M -$15.6M -217,105 -9%
Wells Fargo
3
Wells Fargo
California
$123M -$37.3M -517,888 -22%
UBS Group
4
UBS Group
Switzerland
$43.1M -$11.1M -153,830 -20%
Bank of America
5
Bank of America
North Carolina
$42.3M -$3.9M -54,141 -8%
LPL Financial
6
LPL Financial
California
$38M -$4.71M -65,374 -10%
RJA
7
Raymond James & Associates
Florida
$35.9M -$13.5M -187,829 -26%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$28.3M +$1.53M +21,191 +5%
PVH
9
Psagot Value Holdings
Israel
$26.6M +$7.05K +98 +0%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$20.4M +$6.92M +96,154 +47%
NC
11
NewSquare Capital
Pennsylvania
$18.6M +$128K +1,785 +0.7%
MML Investors Services
12
MML Investors Services
Massachusetts
$17.6M -$1.4M -19,490 -7%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$16.6M +$765K +10,629 +5%
Ameriprise
14
Ameriprise
Minnesota
$13.4M -$312K -4,339 -2%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$13.3M -$1.54M -21,335 -10%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$12M -$5.01M -69,663 -28%
HFS
17
HL Financial Services
Kentucky
$11.1M +$361K +5,009 +3%
SB
18
Suntrust Banks
Georgia
$10.6M +$259K +3,592 +2%
AG
19
Advisor Group
Arizona
$9.14M +$502K +6,975 +5%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$8.91M +$164K +2,275 +2%
ODG
21
O'Dell Group
Ohio
$8.58M -$385K -5,342 -4%
RFM
22
Royal Fund Management
Florida
$6.43M -$119K -1,659 -2%
Stifel Financial
23
Stifel Financial
Missouri
$5.96M -$864K -12,003 -12%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$5.85M +$6.19M +85,962 New
CWSR
25
Chessman Wealth Strategies RIA
Texas
$5.41M -$3.01M -41,817 -34%

QTEC Hedge Fund Activity: Q4 2018 in Review

172 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ-100 Technology Index Fund (QTEC) for Q4 2018, worth a combined $1.33B — down 26% from $1.79B a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of QTEC and 26 opened new positions — a net loss of 1 holder — while 84 trimmed existing stakes and 37 added.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $6.92M. The largest seller was First Trust Advisors, cutting an estimated $76.3M.

  • 172 institutional investors held First Trust NASDAQ-100 Technology Index Fund (QTEC) as of Q4 2018, down from 175 in Q3 2018.
  • Funds reported $1.33B of First Trust NASDAQ-100 Technology Index Fund stock for Q4 2018, down 26% quarter-over-quarter.
  • 26 funds opened new First Trust NASDAQ-100 Technology Index Fund positions in Q4 2018 and 27 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ-100 Technology Index Fund buyer in Q4 2018 was Carson Wealth (CWM LLC), an estimated $6.92M added.
  • The largest First Trust NASDAQ-100 Technology Index Fund seller in Q4 2018 was First Trust Advisors, an estimated $76.3M sold.

Based on aggregated 13F filings for Q4 2018.