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First Trust NASDAQ-100 Technology Index Fund

49 hedge funds and large institutions have $140M invested in First Trust NASDAQ-100 Technology Index Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

14% more capital invested

Capital invested by funds: $123M → $140M (+$17.5M)

2% more funds holding

Funds holding: 4849 (+1)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
19
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$29.7M +$502K +11,735 +2%
Morgan Stanley
2
Morgan Stanley
New York
$27.9M +$2.07M +48,359 +8%
UBS Group
3
UBS Group
Switzerland
$20.3M -$329K -7,676 -2%
Bank of America
4
Bank of America
North Carolina
$13.7M +$701K +16,375 +5%
RJA
5
Raymond James & Associates
Florida
$7.98M +$1.92M +44,864 +32%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.6M +$1.74M +40,719 +61%
LPL Financial
7
LPL Financial
California
$4.33M +$2.28M +53,236 +106%
BWM
8
Biltmore Wealth Management
Arizona
$4.06M -$12K -280 -0.3%
JP Morgan Chase
9
JP Morgan Chase
New York
$3.21M -$1.12M -26,069 -26%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.18M -$60.1K -1,404 -3%
Goldman Sachs
11
Goldman Sachs
New York
$2.18M -$299K -6,987 -12%
Ameriprise
12
Ameriprise
Minnesota
$2.17M -$234K -5,455 -10%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.07M -$507K -11,852 -20%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.82M +$236K +5,516 +15%
Citadel Advisors
15
Citadel Advisors
Florida
$1.54M +$972K +22,713 +170%
WA
16
WESPAC Advisors
California
$1.53M +$1.54M +35,927 New
MFS
17
MSI Financial Services
Massachusetts
$1.38M -$44.6K -1,042 -3%
OC
18
Oppenheimer & Co
New York
$1.28M +$308K +7,187 +31%
ICAS
19
Investors Capital Advisory Services
Massachusetts
$1.18M -$43.3K -1,012 -4%
Citigroup
20
Citigroup
New York
$935K +$98.9K +2,311 +12%
Stifel Financial
21
Stifel Financial
Missouri
$747K -$108K -2,528 -13%
Jane Street
22
Jane Street
New York
$670K -$741K -17,298 -52%
AIG
23
American International Group
New York
$641K -$1.16K -27 -0.2%
SB
24
Suntrust Banks
Georgia
$617K +$24.7K +576 +4%
TYCC
25
Texas Yale Capital Corp
Florida
$515K

QTEC Hedge Fund Activity: Q4 2015 in Review

49 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ-100 Technology Index Fund (QTEC) for Q4 2015, worth a combined $140M — up 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QTEC positions and 5 closed out — a net gain of 1 holder — while 19 added to existing stakes and 18 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.28M. The largest seller was JP Morgan Chase, cutting an estimated $1.12M.

  • 49 institutional investors held First Trust NASDAQ-100 Technology Index Fund (QTEC) as of Q4 2015, up from 48 in Q3 2015.
  • Funds reported $140M of First Trust NASDAQ-100 Technology Index Fund stock for Q4 2015, up 14% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ-100 Technology Index Fund positions in Q4 2015 and 5 closed out, a net change of +1 holder.
  • The largest First Trust NASDAQ-100 Technology Index Fund buyer in Q4 2015 was LPL Financial, an estimated $2.28M added.
  • The largest First Trust NASDAQ-100 Technology Index Fund seller in Q4 2015 was JP Morgan Chase, an estimated $1.12M sold.

Based on aggregated 13F filings for Q4 2015.