We are live on ! Find out more
QTEC icon

First Trust NASDAQ-100 Technology Index Fund

23 hedge funds and large institutions have $53.8M invested in First Trust NASDAQ-100 Technology Index Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

21% more capital invested

Capital invested by funds: $44.6M → $53.8M (+$9.2M)

21% less funds holding

Funds holding: 2923 (-6)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
23
Holders Change
-6
Holders Change %
-20.69%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.8M +$990K +31,953 +8%
Wells Fargo
2
Wells Fargo
California
$12.3M +$1.04M +33,552 +10%
U
3
UBS
Switzerland
$8.97M +$1.15M +37,211 +16%
JP Morgan Chase
4
JP Morgan Chase
New York
$5.24M +$1.48M +47,846 +42%
Bank of America
5
Bank of America
North Carolina
$4.51M -$32.9K -1,062 -0.8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.04M +$642K +20,737 +49%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.16M +$1.11M +35,959 New
LPL Financial
8
LPL Financial
California
$1.08M +$337K +10,870 +50%
CS
9
Credit Suisse
Switzerland
$727K -$197K -6,372 -22%
B
10
Baird
Wisconsin
$687K +$6.6K +213 +1%
ICAS
11
Investors Capital Advisory Services
Massachusetts
$670K +$222K +7,150 +53%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$609K -$127K -4,113 -18%
Ameriprise
13
Ameriprise
Minnesota
$469K +$620 +20 +0.1%
SNC
14
Stifel Nicolaus & Co
Missouri
$406K -$269K -8,686 -41%
OC
15
Oppenheimer & Co
New York
$357K +$40.1K +1,293 +13%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$335K -$638K -20,594 -67%
TYCC
17
Texas Yale Capital Corp
Florida
$229K
Citigroup
18
Citigroup
New York
$123K
AIG
19
American International Group
New York
$62.7K
Deutsche Bank
20
Deutsche Bank
Germany
$23K -$506K -16,345 -96%
NES
21
New England Securities
New York
$19K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$6K +$6.2K +200 New
WA
23
WFG Advisors
Texas
$2K
DS
24
DRW Securities
Illinois
-$904K -31,316 Closed
RJFSA
25
Raymond James Financial Services Advisors
Florida
-$476K -16,501 Closed

QTEC Hedge Fund Activity: Q3 2013 in Review

23 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ-100 Technology Index Fund (QTEC) for Q3 2013, worth a combined $53.8M — up 21% from $44.6M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of QTEC and 2 opened new positions — a net loss of 6 holders — while 6 trimmed existing stakes and 10 added.

The largest buyer was JP Morgan Chase, adding an estimated $1.48M. The largest seller was DRW Securities, exiting entirely with an estimated $904K sold.

  • 23 institutional investors held First Trust NASDAQ-100 Technology Index Fund (QTEC) as of Q3 2013, down from 29 in Q2 2013.
  • Funds reported $53.8M of First Trust NASDAQ-100 Technology Index Fund stock for Q3 2013, up 21% quarter-over-quarter.
  • 2 funds opened new First Trust NASDAQ-100 Technology Index Fund positions in Q3 2013 and 8 closed out, a net change of -6 holders.
  • The largest First Trust NASDAQ-100 Technology Index Fund buyer in Q3 2013 was JP Morgan Chase, an estimated $1.48M added.
  • The largest First Trust NASDAQ-100 Technology Index Fund seller in Q3 2013 was DRW Securities, an estimated $904K sold.

Based on aggregated 13F filings for Q3 2013.