National Planning Corporation’s First Trust NASDAQ-100 Technology Index Fund QTEC Stock Holding History

National Planning Corporation’s Portfolio QTEC Stock Details QTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,846	Closed	-$398K	–	477
2017 Q3	$398K	Buy	5,846 +1,636	+39%	+$107K	0.03%	430
2017 Q2	$260K	Sell	4,210 -643	-13%	-$40.3K	0.02%	596
2017 Q1	$290K	Sell	4,853 -217	-4%	-$12.5K	0.02%	527
2016 Q4	$288K	Buy	+5,070	New	+$261K	0.02%	512
2015 Q1	–	Sell	-100	Closed	-$4.25K	–	1719
2014 Q4	$4.25K	Buy	+100	New	+$4.21K	﹤0.01%	2393

Other funds holding QTEC

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's QTEC Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust NASDAQ-100 Technology Index Fund (QTEC) in Q4 2017, closing a stake of 5,846 shares — an estimated $398K sold.

National Planning Corporation first reported a position in QTEC in Q4 2014 and held it in 5 quarters. The position peaked at $398K in Q3 2017. 140 funds tracked by Wall St. Rank hold QTEC as of Q4 2017.

National Planning Corporation reported no remaining First Trust NASDAQ-100 Technology Index Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 5,846 First Trust NASDAQ-100 Technology Index Fund shares in Q4 2017, an estimated $398K.
National Planning Corporation first reported a position in First Trust NASDAQ-100 Technology Index Fund in Q4 2014 and held it in 5 quarters.
National Planning Corporation's First Trust NASDAQ-100 Technology Index Fund position peaked at $398K in Q3 2017.
140 funds tracked by Wall St. Rank held First Trust NASDAQ-100 Technology Index Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.