Alpine Global Management’s First Trust NASDAQ-100 Technology Index Fund QTEC Stock Holding History

Alpine Global Management’s Portfolio QTEC Stock Details QTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-17,581	Closed	-$1.2M	–	262
2017 Q3	$1.2M	Buy	+17,581	New	+$1.15M	0.35%	49
2017 Q2	–	Sell	-25,973	Closed	-$1.56M	–	290
2017 Q1	$1.56M	Buy	+25,973	New	+$1.49M	0.4%	57

Other funds holding QTEC

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Alpine Global Management's QTEC Position: Q4 2017 in Review

Alpine Global Management sold out of First Trust NASDAQ-100 Technology Index Fund (QTEC) in Q4 2017, closing a stake of 17,581 shares — an estimated $1.2M sold.

Alpine Global Management first reported a position in QTEC in Q1 2017 and held it in 2 quarters. The position peaked at $1.56M in Q1 2017. 140 funds tracked by Wall St. Rank hold QTEC as of Q4 2017.

Alpine Global Management reported no remaining First Trust NASDAQ-100 Technology Index Fund position as of Q4 2017 after selling out during the quarter.
Alpine Global Management sold 17,581 First Trust NASDAQ-100 Technology Index Fund shares in Q4 2017, an estimated $1.2M.
Alpine Global Management first reported a position in First Trust NASDAQ-100 Technology Index Fund in Q1 2017 and held it in 2 quarters.
Alpine Global Management's First Trust NASDAQ-100 Technology Index Fund position peaked at $1.56M in Q1 2017.
140 funds tracked by Wall St. Rank held First Trust NASDAQ-100 Technology Index Fund as of Q4 2017.

Based on Alpine Global Management's 13F filing for Q4 2017, filed 14 Feb 2018.