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First Trust NASDAQ ABA Community Bank Index Fund

81 hedge funds and large institutions have $109M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 34 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.76% less ownership

Funds ownership: 52.16%45.4% (-6.8%)

10% less funds holding

Funds holding: 9081 (-9)

33% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 24

44% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 34

46% less capital invested

Capital invested by funds: $201M → $109M (-$92M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
81
Holders Change
-9
Holders Change %
-10%
% of All Funds
1.8%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
19
Reduced
34
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
51
Jacobi Capital Management
Pennsylvania
$206K -$13.3K -276 -5%
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$155K +$39.1K +808 +29%
SG Americas Securities
53
SG Americas Securities
New York
$153K +$171K +3,541 New
CFGS
54
Concourse Financial Group Securities
Alabama
$151K +$81K +1,676 +91%
AA
55
AlphaMark Advisors
Kentucky
$108K -$4.83K -100 -4%
APA
56
American Portfolios Advisors
New York
$107K -$35.1K -725 -23%
GWM
57
Geneos Wealth Management
Colorado
$74K
QCIG
58
Quad-Cities Investment Group
Iowa
$62K
FHA
59
Flagship Harbor Advisors
Massachusetts
$59K -$85.5K -1,769 -56%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$55K -$14.2K -294 -19%
ACM
61
Aviance Capital Management
Florida
$36K -$78.4K -1,622 -66%
ASN
62
Advisory Services Network
Georgia
$35K
IBOK
63
Independence Bank of Kentucky
Kentucky
$30K
RCAG
64
Rehmann Capital Advisory Group
Michigan
$27K -$5.17K -107 -15%
OIA
65
Optimum Investment Advisors
Illinois
$26K
PAI
66
Pittenger & Anderson Inc
Nebraska
$22K
CWA
67
Clarus Wealth Advisors
Arizona
$22K +$4.83K +100 +25%
GRP
68
Global Retirement Partners
California
$21K +$193 +4 +0.8%
BCI
69
Brinker Capital Investments
Pennsylvania
$14K
ST
70
Somerset Trust
Pennsylvania
$14K +$13.5K +280 +622%
Citigroup
71
Citigroup
New York
$10K -$33.8K -700 -76%
NWM
72
Northwest Wealth Management
Iowa
$8K -$48.4K -1,000 -85%
HCM
73
Hilton Capital Management
New York
$8K +$8.46K +175 New
APC
74
Aspire Private Capital
North Carolina
$6K +$6.48K +134 New
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
$5K

QABA Hedge Fund Activity: Q4 2018 in Review

81 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2018, worth a combined $109M — down 46% from $201M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of QABA and 16 opened new positions — a net loss of 8 holders — while 34 trimmed existing stakes and 19 added.

The largest buyer was Susquehanna International Group, adding an estimated $4.89M. The largest seller was Morgan Stanley, cutting an estimated $25.9M.

  • 81 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2018, down from 90 in Q3 2018.
  • Funds reported $109M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2018, down 46% quarter-over-quarter.
  • 16 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2018 and 24 closed out, a net change of -8 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $4.89M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2018 was Morgan Stanley, an estimated $25.9M sold.

Based on aggregated 13F filings for Q4 2018.