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First Trust NASDAQ ABA Community Bank Index Fund
QABA

47 hedge funds and large institutions have $41.3M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.07% less ownership

Funds ownership: 48.29% → 48.23% (-0.07%)

4% less funds holding

Funds holding: 49 → 47 (-2)

9% less capital invested

Capital invested by funds: $45.6M → $41.3M (-$4.31M)

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$1.16M
2
Citadel Advisors
Citadel Advisors
Florida
+$558K
3
Ameriprise
Ameriprise
Minnesota
+$388K
4
TRCT
Tower Research Capital (TRC)
New York
+$281K
5
TSS
Two Sigma Securities
New York
+$256K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.79M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.49M
3
SMF
Sterling Manor Financial
New York
-$1.41M
4
LPL Financial
LPL Financial
California
-$512K
5
PWP
Pursue Wealth Partners
California
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
9WM
26
9258 Wealth Management
Ohio
$276K +$53 +1 +0%
PFS
27
Prospera Financial Services
Texas
$259K -$2.33K -44 -0.8%
TSS
28
Two Sigma Securities
New York
$243K +$256K +4,825 New
OIA
29
OneDigital Investment Advisors
Kansas
$228K – – –
PPWM
30
Paragon Private Wealth Management
Kentucky
$227K +$4.18K +79 +2%
DADC
31
D.A. Davidson & Co
Montana
$226K -$48K -906 -17%
WDL
32
Well Done LLC
Michigan
$203K +$213K +4,028 New
PIA
33
Perennial Investment Advisors
California
$201K +$211K +3,989 New
FCA
34
FinTrust Capital Advisors
South Carolina
$111K – – –
IA
35
IFP Advisors
Florida
$53K – – –
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$47K – – –
HWA
37
HHM Wealth Advisors
Tennessee
$36K +$106 +2 +0.3%
IBOK
38
Independence Bank of Kentucky
Kentucky
$35K – – –
GWM
39
Geneos Wealth Management
Colorado
$26K – – –
SA
40
SRH Advisors
Kansas
$23K – – –
AA
41
AlphaMark Advisors
Kentucky
$22K – – –
GRP
42
Global Retirement Partners
California
$20K +$106 +2 +0.6%
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$15K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$15K – – –
SWM
45
Spire Wealth Management
Virginia
$5K -$17.1K -323 -75%
GWSG
46
GPS Wealth Strategies Group
Colorado
$2K – – –
HGERS
47
Householder Group Estate & Retirement Specialist
Arizona
$1K +$1.06K +20 New
SMF
48
Sterling Manor Financial
New York
– -$1.41M -28,395 Closed
PWP
49
Pursue Wealth Partners
California
– -$497K -10,000 Closed
RJFSA
50
Raymond James Financial Services Advisors
Florida
– -$294K -5,921 Closed
1
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QABA Hedge Fund Activity: Q3 2022 in Review

47 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q3 2022, worth a combined $41.3M — down 9.4% from $45.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of QABA and 4 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 13 added.

The largest buyer was Goldman Sachs, adding an estimated $1.16M. The largest seller was Morgan Stanley, cutting an estimated $2.79M.

  • 47 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q3 2022, down from 49 in Q2 2022.
  • Funds reported $41.3M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q3 2022, down 9.4% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q3 2022 and 5 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q3 2022 was Goldman Sachs, an estimated $1.16M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q3 2022 was Morgan Stanley, an estimated $2.79M sold.

Based on aggregated 13F filings for Q3 2022.