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First Trust NASDAQ ABA Community Bank Index Fund

73 hedge funds and large institutions have $81.4M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 32 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.99% less ownership

Funds ownership: 45.4%40.41% (-5%)

10% less funds holding

Funds holding: 8173 (-8)

25% less capital invested

Capital invested by funds: $109M → $81.4M (-$27.2M)

44% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 32

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

Holders
73
Holders Change
-8
Holders Change %
-9.88%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
18
Reduced
32
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KWM
26
Kingsview Wealth Management
Oregon
$804K +$4.5K +94 +0.5%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$725K -$166K -3,470 -18%
9WM
28
9258 Wealth Management
Ohio
$568K -$9.05K -189 -2%
JIP
29
Jaffetilchin Investment Partners
Florida
$542K +$99.3K +2,073 +21%
MML Investors Services
30
MML Investors Services
Massachusetts
$516K -$1.09M -22,652 -67%
Ameriprise
31
Ameriprise
Minnesota
$454K -$8.48M -176,957 -95%
ST
32
Spinnaker Trust
Maine
$405K
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$359K -$248K -5,167 -40%
WDL
34
Well Done LLC
Michigan
$335K
CAG
35
Csenge Advisory Group
Florida
$327K +$10.6K +221 +3%
CA
36
Cetera Advisors
Colorado
$301K -$232K -4,841 -43%
SS
37
Sunbelt Securities
Texas
$254K +$192 +4 +0.1%
ACA
38
Aptus Capital Advisors
Alabama
$245K +$254K +5,300 New
LWAC
39
Laurel Wealth Advisors (California)
California
$236K -$2.4K -50 -1%
WEC
40
Winslow Evans & Crocker
Massachusetts
$226K
JCM
41
Jacobi Capital Management
Pennsylvania
$220K -$1.58K -33 -0.7%
CCA
42
Clearwater Capital Advisors
Illinois
$219K -$165K -3,449 -42%
KA
43
Kovack Advisors
Florida
$218K -$17K -354 -7%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$167K +$192 +4 +0.1%
CFGS
45
Concourse Financial Group Securities
Alabama
$162K
AA
46
AlphaMark Advisors
Kentucky
$111K -$4.79K -100 -4%
QCIG
47
Quad-Cities Investment Group
Iowa
$87K +$20.6K +429 +30%
APA
48
American Portfolios Advisors
New York
$86.8K -$28.7K -600 -24%
ZIG
49
Zurich Insurance Group
Switzerland
$85K +$87.9K +1,834 New
GWM
50
Geneos Wealth Management
Colorado
$80K

QABA Hedge Fund Activity: Q1 2019 in Review

73 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q1 2019, worth a combined $81.4M — down 25% from $109M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of QABA and 5 opened new positions — a net loss of 7 holders — while 32 trimmed existing stakes and 18 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.25M. The largest seller was Ameriprise, cutting an estimated $8.48M.

  • 73 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q1 2019, down from 81 in Q4 2018.
  • Funds reported $81.4M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q1 2019, down 25% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q1 2019 and 12 closed out, a net change of -7 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q1 2019 was Royal Bank of Canada, an estimated $1.25M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q1 2019 was Ameriprise, an estimated $8.48M sold.

Based on aggregated 13F filings for Q1 2019.