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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
101
Fidelity Investments
Massachusetts
$8K +$8.01K +496 +49,600%
PFGIA
102
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
PA
103
Parallel Advisors
California
$6K – – –
LPC
104
Loeb Partners Corp
New York
$6K +$6.46K +400 New
ESB
105
Essex Savings Bank
Connecticut
$6K +$6.48K +401 New
AF
106
Advisornet Financial
Minnesota
$5K – – –
EWM
107
Executive Wealth Management
Michigan
$3K +$3.23K +200 New
NFG
108
Next Financial Group
Texas
$3K +$3.67K +227 New
OIA
109
Optimum Investment Advisors
Illinois
$2K – – –
DOA
110
D'Orazio & Associates
Virginia
$2K +$48 +3 +2%
MSFP
111
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
Baird Financial Group
112
Baird Financial Group
Wisconsin
– -$2.42M -135,175 Closed
Millennium Management
113
Millennium Management
New York
– -$407K -22,782 Closed
Manulife (Manufacturers Life Insurance)
114
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$350K -19,596 Closed
UR
115
USCA RIA
Texas
– -$277K -15,491 Closed
LCM
116
Lucas Capital Management
New Jersey
– -$220K -12,300 Closed
MYIA
117
Mount Yale Investment Advisors
Colorado
– -$208K -12,000 Closed
William Blair & Company
118
William Blair & Company
Illinois
– -$201K -11,240 Closed
CIA
119
CCM Investment Advisers
South Carolina
– -$187K -10,500 Closed
KJWM
120
Kiley Juergens Wealth Management
Washington
– -$35K -2,000 Closed
SFM
121
Signet Financial Management
New Jersey
– -$32K -1,785 Closed
APP
122
Avantax Planning Partners
Iowa
– -$17K -950 Closed
UBS AM
123
UBS AM
Illinois
– -$9.34K -523 Closed