UBS AM’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

UBS AM’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-523	Closed	-$9.34K	–	2812
2018 Q3	$9.34K	Buy	523 +9	+2%	+$161	﹤0.01%	2664
2018 Q2	$8.99K	Buy	514 +9	+2%	+$160	﹤0.01%	2687
2018 Q1	$8.54K	Sell	505 -55	-10%	-$909	﹤0.01%	2582
2017 Q4	$9.22K	Sell	560 -123	-18%	-$2.05K	﹤0.01%	2504
2017 Q3	$11.5K	Buy	+683	New	+$11.4K	﹤0.01%	2454

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS AM's PTY Position: Q4 2018 in Review

UBS AM sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2018, closing a stake of 523 shares — an estimated $9.34K sold.

UBS AM first reported a position in PTY in Q3 2017 and held it in 5 quarters. The position peaked at $11.5K in Q3 2017. 111 funds tracked by Wall St. Rank hold PTY as of Q4 2018.

UBS AM reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2018 after selling out during the quarter.
UBS AM sold 523 PIMCO Corporate & Income Opportunity Fund shares in Q4 2018, an estimated $9.34K.
UBS AM first reported a position in PIMCO Corporate & Income Opportunity Fund in Q3 2017 and held it in 5 quarters.
UBS AM's PIMCO Corporate & Income Opportunity Fund position peaked at $11.5K in Q3 2017.
111 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2018.

Based on UBS AM's 13F filing for Q4 2018, filed 13 Feb 2019.