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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
OC
101
Oppenheimer & Co
New York
$422K +$30K +4,132 +7%
V
102
Veritable
Delaware
$399K +$415K +57,220 New
AWMS
103
Advocacy Wealth Management Services
Georgia
$393K +$404K +55,625 New
ANRIA
104
American National Registered Investment Advisor
Texas
$382K
CAN
105
Cetera Advisor Networks
California
$376K +$6.79K +935 +2%
CA
106
Cetera Advisors
Colorado
$373K +$95.7K +13,191 +32%
MNBTD
107
Moody National Bank Trust Division
Texas
$332K
CAMG
108
CWA Asset Management Group
Florida
$332K +$345K +47,512 New
OIA
109
Optimum Investment Advisors
Illinois
$321K
FFA
110
First Foundation Advisors
California
$315K +$24.3K +3,342 +8%
HCM
111
Highlander Capital Management
New Jersey
$313K -$39.9K -5,500 -11%
Capital Fund Management (CFM)
112
Capital Fund Management (CFM)
France
$311K +$323K +44,500 New
Northern Trust
113
Northern Trust
Illinois
$289K +$23K +3,170 +8%
AIA
114
Allegis Investment Advisors
Idaho
$289K +$301K +41,421 New
TYCC
115
Texas Yale Capital Corp
Florida
$266K -$726K -100,000 -72%
DADC
116
D.A. Davidson & Co
Montana
$264K +$14.6K +2,011 +6%
GAM
117
Gotham Asset Management
New York
$264K +$15.2K +2,091 +6%
ICAS
118
Investors Capital Advisory Services
Massachusetts
$262K +$18.2K +2,511 +7%
AI
119
Atria Investments
North Carolina
$254K +$21.7K +2,985 +9%
PAM
120
Princeton Alpha Management
New Jersey
$250K +$65.4K +9,007 +34%
FAAS
121
First Allied Advisory Services
California
$248K +$9.72K +1,339 +4%
JP Morgan Chase
122
JP Morgan Chase
New York
$240K
M&T Bank
123
M&T Bank
New York
$239K +$9.44K +1,301 +4%
CIA
124
Capital Investment Advisors
Georgia
$237K -$4.72K -650 -2%
DC
125
Deere & Company
Illinois
$230K