Veritable’s Prospect Capital PSEC Stock Holding History

Veritable’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-57,220	Closed	-$399K	–	739
2015 Q4	$399K	Buy	+57,220	New	+$415K	0.01%	522
2015 Q3	–	Sell	-23,603	Closed	-$174K	–	743
2015 Q2	$174K	Buy	+23,603	New	+$190K	﹤0.01%	709

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Veritable's PSEC Position: Q1 2016 in Review

Veritable sold out of Prospect Capital (PSEC) in Q1 2016, closing a stake of 57,220 shares — an estimated $399K sold.

Veritable first reported a position in PSEC in Q2 2015 and held it in 2 quarters. The position peaked at $399K in Q4 2015. 217 funds tracked by Wall St. Rank hold PSEC as of Q1 2016.

Veritable reported no remaining Prospect Capital position as of Q1 2016 after selling out during the quarter.
Veritable sold 57,220 Prospect Capital shares in Q1 2016, an estimated $399K.
Veritable first reported a position in Prospect Capital in Q2 2015 and held it in 2 quarters.
Veritable's Prospect Capital position peaked at $399K in Q4 2015.
217 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2016.

Based on Veritable's 13F filing for Q1 2016, filed 16 May 2016.