Veritable’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-57,220	Closed	-$399K	–	734
2015 Q4	$399K	Buy	+57,220	New	+$399K	0.01%	518
2015 Q3	–	Sell	-23,603	Closed	-$174K	–	736
2015 Q2	$174K	Buy	+23,603	New	+$174K	﹤0.01%	706