Princeton Alpha Management’s Prospect Capital PSEC Stock Holding History

Princeton Alpha Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-35,812	Closed	-$250K	–	882
2015 Q4	$250K	Buy	35,812 +9,007	+34%	+$65.4K	0.04%	557
2015 Q3	$191K	Buy	+26,805	New	+$200K	0.04%	618
2014 Q4	–	Sell	-30,196	Closed	-$299K	–	821
2014 Q3	$299K	Sell	30,196 -1,908	-6%	-$20.1K	0.07%	419
2014 Q2	$341K	Buy	32,104 +19,187	+149%	+$199K	0.07%	400
2014 Q1	$140K	Sell	12,917 -685	-5%	-$7.58K	0.04%	568
2013 Q4	$153K	Buy	+13,602	New	+$153K	0.11%	358

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Princeton Alpha Management's PSEC Position: Q1 2016 in Review

Princeton Alpha Management sold out of Prospect Capital (PSEC) in Q1 2016, closing a stake of 35,812 shares — an estimated $250K sold.

Princeton Alpha Management first reported a position in PSEC in Q4 2013 and held it in 6 quarters. The position peaked at $341K in Q2 2014. 217 funds tracked by Wall St. Rank hold PSEC as of Q1 2016.

Princeton Alpha Management reported no remaining Prospect Capital position as of Q1 2016 after selling out during the quarter.
Princeton Alpha Management sold 35,812 Prospect Capital shares in Q1 2016, an estimated $250K.
Princeton Alpha Management first reported a position in Prospect Capital in Q4 2013 and held it in 6 quarters.
Princeton Alpha Management's Prospect Capital position peaked at $341K in Q2 2014.
217 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2016.

Based on Princeton Alpha Management's 13F filing for Q1 2016, filed 5 May 2016.