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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$1.16M +$121K +11,668 +12%
EM
77
EnTrustPermal Management
New York
$1.16M +$66.4K +6,392 +6%
DC
78
Davenport & Co
Virginia
$1.16M +$30.7K +2,950 +3%
MBT
79
Montecito Bank & Trust
California
$1.14M +$1.12M +107,646 New
LTFS
80
Ladenburg Thalmann Financial Services
Florida
$1.11M +$226K +21,771 +26%
Jane Street
81
Jane Street
New York
$1.1M +$1.07M +103,306 New
CEP
82
Chicago Equity Partners
Illinois
$1.08M +$112K +10,820 +12%
FAAS
83
First Allied Advisory Services
California
$1.07M +$316K +30,381 +43%
CAN
84
Cetera Advisor Networks
California
$1.06M +$21.9K +2,110 +2%
Wellington Management Group
85
Wellington Management Group
Massachusetts
$1.05M +$1.02M +98,400 New
LCM
86
Logan Capital Management
Pennsylvania
$1.04M
NPC
87
National Planning Corporation
California
$1M +$52.9K +5,090 +6%
ANI
88
American National Insurance
Texas
$997K
SGCA
89
Steel Grove Capital Advisors
Tennessee
$985K +$963K +92,668 New
RPA
90
Rock Point Advisors
Vermont
$981K +$169K +16,300 +21%
Envestnet Asset Management
91
Envestnet Asset Management
Illinois
$979K +$766K +73,661 +398%
UCFA
92
United Capital Financial Advisors
Texas
$973K +$763K +73,418 +405%
TRSOTSOK
93
Teachers Retirement System of the State of Kentucky
Kentucky
$970K -$342K -32,900 -26%
MCM
94
McKinley Capital Management
Alaska
$949K -$300K -28,844 -24%
BP
95
Banyan Partners
Florida
$940K +$920K +88,500 New
Allianz Asset Management
96
Allianz Asset Management
Germany
$920K +$8.37K +805 +0.9%
Creative Planning
97
Creative Planning
Kansas
$919K +$151K +14,539 +20%
DnB Asset Management
98
DnB Asset Management
Norway
$912K +$892K +85,800 New
AA
99
Ancora Advisors
Ohio
$861K +$177K +17,000 +27%
AIM
100
Allen Investment Management
New York
$861K +$240K +23,085 +40%