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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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99 hedge funds and large institutions have $276M invested in Pfenex Inc. in 2019 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

379% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $279K

188% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 8

31% more capital invested

Capital invested by funds: $211M → $276M (+$65.1M)

16% more funds holding

Funds holding: 85 → 99 (+14)

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
99
Holders Change
+14
Holders Change %
+16.47%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
23
Increased
35
Reduced
32
Closed
8
Calls
$1.34M
Puts
$279K
Net Calls
+$1.06M
Net Calls Change
+$130K

Top Buyers

Rank Fund Capital Flow
1
O
OrbiMed
New York
+$6.11M
2
SMH
Sanders Morris Harris
Texas
+$3.86M
3
Jane Street
Jane Street
New York
+$2.63M
4
N
Nuveen
North Carolina
+$2.52M
5
TAM
Telemark Asset Management
Massachusetts
+$1.84M

Top Sellers

Rank Fund Capital Flow
1
DCC
Dow Chemical Company
Michigan
-$6.95M
2
FCM
Farallon Capital Management
California
-$5.06M
3
PWAM
Park West Asset Management
California
-$4.96M
4
Franklin Resources
Franklin Resources
California
-$3.32M
5
RCMC
RK Capital Management (Colorado)
Colorado
-$1.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
Squarepoint
26
Squarepoint
New York
$2.12M +$195K +19,619 +11%
TAM
27
Telemark Asset Management
Massachusetts
$2.03M +$1.84M +185,000 New
Invesco
28
Invesco
Georgia
$1.52M -$164K -16,467 -11%
PPA
29
Parametric Portfolio Associates
Washington
$1.51M +$460K +46,342 +51%
Charles Schwab
30
Charles Schwab
California
$1.47M +$617K +62,067 +87%
Two Sigma Advisers
31
Two Sigma Advisers
New York
$1.42M +$573K +57,700 +81%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$1.32M +$211K +21,241 +21%
Russell Investments Group
33
Russell Investments Group
United Kingdom
$1.25M -$375K -37,705 -25%
BCM
34
Bridgeway Capital Management
Texas
$1.21M – – –
Calamos Advisors
35
Calamos Advisors
Illinois
$1.07M +$971K +97,701 New
AQR Capital Management
36
AQR Capital Management
Connecticut
$1.02M +$669K +67,348 +266%
HIM
37
Hillsdale Investment Management
Ontario, Canada
$995K -$149K -15,000 -14%
AG
38
Algert Global
California
$973K +$501K +50,379 +132%
Wells Fargo
39
Wells Fargo
California
$899K -$501K -50,459 -38%
Two Sigma Investments
40
Two Sigma Investments
New York
$889K +$197K +19,847 +32%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$861K +$45.1K +4,536 +6%
Connor, Clark & Lunn Investment Management (CC&L)
42
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$730K -$2.2K -221 -0.3%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$661K -$187K -18,840 -24%
CAM
44
ClariVest Asset Management
California
$640K -$4.97K -500 -0.9%
ZIM
45
Zacks Investment Management
Illinois
$605K +$547K +55,100 New
Man Group
46
Man Group
United Kingdom
$600K -$38.7K -3,900 -7%
SO
47
STRS Ohio
Ohio
$554K -$161K -16,200 -24%
BIM
48
Bogle Investment Management
Massachusetts
$537K +$486K +48,887 New
Citadel Advisors
49
Citadel Advisors
Florida
$528K +$478K +48,091 New
EP
50
Eversept Partners
New York
$508K -$16.6K -1,675 -3%
1
2
3 4 5

PFNX Hedge Fund Activity: Q4 2019 in Review

99 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2019, worth a combined $276M — up 31% from $211M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PFNX positions and 8 closed out — a net gain of 15 holders — while 35 added to existing stakes and 32 trimmed.

The largest buyer was OrbiMed, opening a new position worth an estimated $6.11M. The largest seller was Dow Chemical Company, cutting an estimated $6.95M.

  • 99 institutional investors held Pfenex Inc. (PFNX) as of Q4 2019, up from 85 in Q3 2019.
  • Funds reported $276M of Pfenex Inc. stock for Q4 2019, up 31% quarter-over-quarter.
  • 23 funds opened new Pfenex Inc. positions in Q4 2019 and 8 closed out, a net change of +15 holders.
  • The largest Pfenex Inc. buyer in Q4 2019 was OrbiMed, an estimated $6.11M added.
  • The largest Pfenex Inc. seller in Q4 2019 was Dow Chemical Company, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2019.