Charles Schwab’s Pfenex Inc. PFNX Stock Holding History

Charles Schwab’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-277,244	Closed	-$2.31M	–	3375
2020 Q2	$2.31M	Buy	277,244 +11,403	+4%	+$85.3K	﹤0.01%	2373
2020 Q1	$2.35M	Buy	265,841 +132,415	+99%	+$1.45M	﹤0.01%	2207
2019 Q4	$1.47M	Buy	133,426 +62,067	+87%	+$617K	﹤0.01%	2492
2019 Q3	$603K	Hold	71,359	–	–	﹤0.01%	2729
2019 Q2	$481K	Buy	71,359 +8,799	+14%	+$56.2K	﹤0.01%	2830
2019 Q1	$387K	Hold	62,560	–	–	﹤0.01%	2856
2018 Q4	$200K	Hold	62,560	–	–	﹤0.01%	3018
2018 Q3	$320K	Buy	62,560 +22,660	+57%	+$116K	﹤0.01%	2990
2018 Q2	$216K	Buy	+39,900	New	+$231K	﹤0.01%	3054
2017 Q2	–	Sell	-23,397	Closed	-$136K	–	3168
2017 Q1	$136K	Hold	23,397	–	–	﹤0.01%	2981
2016 Q4	$213K	Hold	23,397	–	–	﹤0.01%	2946
2016 Q3	$210K	Hold	23,397	–	–	﹤0.01%	2907
2016 Q2	$196K	Hold	23,397	–	–	﹤0.01%	2952
2016 Q1	$230K	Hold	23,397	–	–	﹤0.01%	2851
2015 Q4	$290K	Hold	23,397	–	–	﹤0.01%	2878
2015 Q3	$352K	Hold	23,397	–	–	﹤0.01%	2761
2015 Q2	$454K	Buy	+23,397	New	+$392K	﹤0.01%	2707

Other funds holding PFNX

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Charles Schwab's PFNX Position: Q3 2020 in Review

Charles Schwab sold out of Pfenex Inc. (PFNX) in Q3 2020, closing a stake of 277,244 shares — an estimated $2.31M sold.

Charles Schwab first reported a position in PFNX in Q2 2015 and held it in 17 quarters. The position peaked at $2.35M in Q1 2020. 55 funds tracked by Wall St. Rank hold PFNX as of Q3 2020.

Charles Schwab reported no remaining Pfenex Inc. position as of Q3 2020 after selling out during the quarter.
Charles Schwab sold 277,244 Pfenex Inc. shares in Q3 2020, an estimated $2.31M.
Charles Schwab first reported a position in Pfenex Inc. in Q2 2015 and held it in 17 quarters.
Charles Schwab's Pfenex Inc. position peaked at $2.35M in Q1 2020.
55 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2020.

Based on Charles Schwab's 13F filing for Q3 2020, filed 13 Nov 2020.