Commonwealth Equity Services’s Pfenex Inc. PFNX Stock Holding History

Commonwealth Equity Services’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-60,175	Closed	-$502K	–	3154
2020 Q2	$502K	Hold	60,175	–	–	﹤0.01%	1883
2020 Q1	$530K	Sell	60,175 -50	-0.1%	-$549	﹤0.01%	1657
2019 Q4	$661K	Sell	60,225 -18,840	-24%	-$187K	﹤0.01%	1693
2019 Q3	$667K	Sell	79,065 -5,200	-6%	-$37.7K	﹤0.01%	1614
2019 Q2	$567K	Sell	84,265 -3,200	-4%	-$20.5K	﹤0.01%	1718
2019 Q1	$540K	Hold	87,465	–	–	﹤0.01%	1705
2018 Q4	$279K	Hold	87,465	–	–	﹤0.01%	2071
2018 Q3	$446K	Hold	87,465	–	–	﹤0.01%	1860
2018 Q2	$473K	Sell	87,465 -10,000	-10%	-$57.8K	﹤0.01%	1792
2018 Q1	$584K	Buy	+97,465	New	+$384K	﹤0.01%	1613

Other funds holding PFNX

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services's PFNX Position: Q3 2020 in Review

Commonwealth Equity Services sold out of Pfenex Inc. (PFNX) in Q3 2020, closing a stake of 60,175 shares — an estimated $502K sold.

Commonwealth Equity Services first reported a position in PFNX in Q1 2018 and held it in 10 quarters. The position peaked at $667K in Q3 2019. 55 funds tracked by Wall St. Rank hold PFNX as of Q3 2020.

Commonwealth Equity Services reported no remaining Pfenex Inc. position as of Q3 2020 after selling out during the quarter.
Commonwealth Equity Services sold 60,175 Pfenex Inc. shares in Q3 2020, an estimated $502K.
Commonwealth Equity Services first reported a position in Pfenex Inc. in Q1 2018 and held it in 10 quarters.
Commonwealth Equity Services's Pfenex Inc. position peaked at $667K in Q3 2019.
55 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2020.

Based on Commonwealth Equity Services's 13F filing for Q3 2020, filed 5 Nov 2020.