Nuveen’s Pfenex Inc. PFNX Stock Holding History

Nuveen’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-25,003	Closed	-$319K	–	3413
2020 Q3	$319K	Sell	25,003 -143,127	-85%	-$1.51M	﹤0.01%	3074
2020 Q2	$1.4M	Sell	168,130 -28,127	-14%	-$210K	﹤0.01%	2476
2020 Q1	$1.73M	Sell	196,257 -173,602	-47%	-$1.91M	﹤0.01%	2257
2019 Q4	$4.06M	Buy	369,859 +253,267	+217%	+$2.52M	﹤0.01%	2098
2019 Q3	$984K	Sell	116,592 -20,753	-15%	-$150K	﹤0.01%	2713
2019 Q2	$926K	Buy	+137,345	New	+$878K	﹤0.01%	2776

Other funds holding PFNX

IRAG

Investment Research & Advisory Group Atlanta, Georgia $286M AUM 19.21% 1-Year Est. Return

Nuveen's PFNX Position: Q4 2020 in Review

Nuveen sold out of Pfenex Inc. (PFNX) in Q4 2020, closing a stake of 25,003 shares — an estimated $319K sold.

Nuveen first reported a position in PFNX in Q2 2019 and held it in 6 quarters. The position peaked at $4.06M in Q4 2019. 1 fund tracked by Wall St. Rank holds PFNX as of Q4 2020.

Nuveen reported no remaining Pfenex Inc. position as of Q4 2020 after selling out during the quarter.
Nuveen sold 25,003 Pfenex Inc. shares in Q4 2020, an estimated $319K.
Nuveen first reported a position in Pfenex Inc. in Q2 2019 and held it in 6 quarters.
Nuveen's Pfenex Inc. position peaked at $4.06M in Q4 2019.
1 fund tracked by Wall St. Rank held Pfenex Inc. as of Q4 2020.

Based on Nuveen's 13F filing for Q4 2020, filed 16 Feb 2021.