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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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72 hedge funds and large institutions have $151M invested in Pfenex Inc. in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

335% more call options, than puts

Call options by funds: $174K | Put options by funds: $40K

98% more capital invested

Capital invested by funds: $76.1M → $151M (+$74.4M)

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

7% more funds holding

Funds holding: 67 → 72 (+5)

13% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 23

Holders
72
Holders Change
+5
Holders Change %
+7.46%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
20
Reduced
23
Closed
6
Calls
$174K
Puts
$40K
Net Calls
+$134K
Net Calls Change
+$134K

Top Buyers

Rank Fund Capital Flow
1
William Blair & Company
William Blair & Company
Illinois
+$2.03M
2
RCMC
RK Capital Management (Colorado)
Colorado
+$1.32M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
+$657K
4
Millennium Management
Millennium Management
New York
+$465K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$335K

Top Sellers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
-$1.61M
2
Franklin Resources
Franklin Resources
California
-$912K
3
DM
Deerfield Management
New York
-$662K
4
Squarepoint
Squarepoint
New York
-$326K
5
OAM
Oxford Asset Management
United Kingdom
-$309K
Name Holding Trade Value Shares
Change 		Change in
Stake
SO
26
STRS Ohio
Ohio
$736K -$41.1K -9,400 -7%
BCM
27
Bridgeway Capital Management
Texas
$683K +$8.76K +2,000 +2%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$592K +$1.07K +245 +0.3%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$540K – – –
FPC
30
Falcon Point Capital
California
$513K +$12.3K +2,800 +3%
Connor, Clark & Lunn Investment Management (CC&L)
31
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$483K -$21.9K -5,003 -6%
EP
32
Eversept Partners
New York
$468K +$331K +75,700 New
Invesco
33
Invesco
Georgia
$466K -$89.4K -20,419 -21%
Man Group
34
Man Group
United Kingdom
$420K -$26.1K -5,970 -8%
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$402K – – –
Charles Schwab
36
Charles Schwab
California
$387K – – –
CAM
37
ClariVest Asset Management
California
$370K +$262K +59,800 New
Two Sigma Investments
38
Two Sigma Investments
New York
$343K -$208K -47,474 -46%
Axa
39
Axa
France
$323K +$185K +42,323 +423%
JP Morgan Chase
40
JP Morgan Chase
New York
$300K +$163K +37,286 +330%
TCIM
41
TIAA CREF Investment Management
New York
$295K -$8.83K -2,017 -4%
California State Teachers Retirement System (CalSTRS)
42
California State Teachers Retirement System (CalSTRS)
California
$266K – – –
Two Sigma Advisers
43
Two Sigma Advisers
New York
$257K -$24.5K -5,600 -12%
State of Wisconsin Investment Board
44
State of Wisconsin Investment Board
Wisconsin
$229K +$37.2K +8,500 +30%
Deutsche Bank
45
Deutsche Bank
Germany
$221K -$5.68K -1,298 -3%
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$214K +$3.27K +746 +2%
WMC
47
Westwood Management Corporation
Illinois
$198K – – –
Walleye Trading
48
Walleye Trading
New York
$187K +$132K +30,255 New
TA
49
Teachers Advisors
New York
$178K – – –
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$146K – – –
1
2
3 4

PFNX Hedge Fund Activity: Q1 2019 in Review

72 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2019, worth a combined $151M — up 98% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFNX positions and 6 closed out — a net gain of 5 holders — while 20 added to existing stakes and 23 trimmed.

The largest buyer was William Blair & Company, adding an estimated $2.03M. The largest seller was Sanders Morris Harris, cutting an estimated $1.61M.

  • 72 institutional investors held Pfenex Inc. (PFNX) as of Q1 2019, up from 67 in Q4 2018.
  • Funds reported $151M of Pfenex Inc. stock for Q1 2019, up 98% quarter-over-quarter.
  • 11 funds opened new Pfenex Inc. positions in Q1 2019 and 6 closed out, a net change of +5 holders.
  • The largest Pfenex Inc. buyer in Q1 2019 was William Blair & Company, an estimated $2.03M added.
  • The largest Pfenex Inc. seller in Q1 2019 was Sanders Morris Harris, an estimated $1.61M sold.

Based on aggregated 13F filings for Q1 2019.