Axa’s Pfenex Inc. PFNX Stock Holding History

Axa’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-25,223	Closed	-$213K	–	1363
2019 Q3	$213K	Sell	25,223 -1,200	-5%	-$8.7K	﹤0.01%	1245
2019 Q2	$178K	Sell	26,423 -25,900	-50%	-$166K	﹤0.01%	1237
2019 Q1	$323K	Buy	52,323 +42,323	+423%	+$185K	﹤0.01%	1179
2018 Q4	$32K	Buy	+10,000	New	+$42.8K	﹤0.01%	1291

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

Axa's PFNX Position: Q4 2019 in Review

Axa sold out of Pfenex Inc. (PFNX) in Q4 2019, closing a stake of 25,223 shares — an estimated $213K sold.

Axa first reported a position in PFNX in Q4 2018 and held it in 4 quarters. The position peaked at $323K in Q1 2019. 99 funds tracked by Wall St. Rank hold PFNX as of Q4 2019.

Axa reported no remaining Pfenex Inc. position as of Q4 2019 after selling out during the quarter.
Axa sold 25,223 Pfenex Inc. shares in Q4 2019, an estimated $213K.
Axa first reported a position in Pfenex Inc. in Q4 2018 and held it in 4 quarters.
Axa's Pfenex Inc. position peaked at $323K in Q1 2019.
99 funds tracked by Wall St. Rank held Pfenex Inc. as of Q4 2019.

Based on Axa's 13F filing for Q4 2019, filed 18 Feb 2020.