Falcon Point Capital’s Pfenex Inc. PFNX Stock Holding History

Falcon Point Capital’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-13,158	Closed	-$110K	–	74
2020 Q2	$110K	Sell	13,158 -34,941	-73%	-$261K	0.54%	63
2020 Q1	$424K	Buy	48,099 +13,027	+37%	+$143K	0.92%	39
2019 Q4	$385K	Sell	35,072 -9,145	-21%	-$90.9K	0.49%	68
2019 Q3	$408K	Sell	44,217 -25,427	-37%	-$184K	0.22%	69
2019 Q2	$469K	Sell	69,644 -13,361	-16%	-$85.4K	0.25%	64
2019 Q1	$513K	Buy	83,005 +2,800	+3%	+$12.3K	0.28%	62
2018 Q4	$256K	Buy	80,205 +2,590	+3%	+$11.1K	0.15%	81
2018 Q3	$397K	Sell	77,615 -5,628	-7%	-$28.9K	0.09%	82
2018 Q2	$450K	Buy	+83,243	New	+$481K	0.09%	98

Other funds holding PFNX

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Falcon Point Capital's PFNX Position: Q3 2020 in Review

Falcon Point Capital sold out of Pfenex Inc. (PFNX) in Q3 2020, closing a stake of 13,158 shares — an estimated $110K sold.

Falcon Point Capital first reported a position in PFNX in Q2 2018 and held it in 9 quarters. The position peaked at $513K in Q1 2019. 55 funds tracked by Wall St. Rank hold PFNX as of Q3 2020.

Falcon Point Capital reported no remaining Pfenex Inc. position as of Q3 2020 after selling out during the quarter.
Falcon Point Capital sold 13,158 Pfenex Inc. shares in Q3 2020, an estimated $110K.
Falcon Point Capital first reported a position in Pfenex Inc. in Q2 2018 and held it in 9 quarters.
Falcon Point Capital's Pfenex Inc. position peaked at $513K in Q1 2019.
55 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2020.

Based on Falcon Point Capital's 13F filing for Q3 2020, filed 22 Oct 2020.