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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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70 hedge funds and large institutions have $67.9M invested in Pfenex Inc. in 2017 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 28 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 76 → 70 (-6)

30% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 20

35% less capital invested

Capital invested by funds: $104M → $67.9M (-$35.8M)

39% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 28

75% less call options, than puts

Call options by funds: $1K | Put options by funds: $4K

Holders
70
Holders Change
-6
Holders Change %
-7.89%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
17
Reduced
28
Closed
20
Calls
$1K
Puts
$4K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
+$1.52M
2
Millennium Management
Millennium Management
New York
+$1.17M
3
CWG
C WorldWide Group
Denmark
+$1.13M
4
AL
AJO LP
Pennsylvania
+$1.09M
5
MERSOM
Municipal Employees' Retirement System of Michigan
Michigan
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$5.45M
2
AIC
AWM Investment Company
New York
-$1.66M
3
BCM
Bridgeway Capital Management
Texas
-$1.14M
4
State Street
State Street
Massachusetts
-$1.13M
5
Northern Trust
Northern Trust
Illinois
-$700K
Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$478K -$95.7K -20,788 -15%
Legal & General Group
27
Legal & General Group
United Kingdom
$442K +$489K +106,116 +2,568%
Norges Bank
28
Norges Bank
Norway
$425K – – –
Bank of America
29
Bank of America
North Carolina
$416K +$108K +23,446 +29%
ECM
30
Element Capital Management
New York
$368K +$423K +91,861 New
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$357K +$91.5K +19,877 +29%
SCM
32
Sio Capital Management
New York
$344K – – –
Fisher Asset Management
33
Fisher Asset Management
Washington
$343K – – –
Morgan Stanley
34
Morgan Stanley
New York
$305K +$132K +28,689 +61%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$272K +$313K +67,906 New
PP
36
Paloma Partners
Connecticut
$266K +$306K +66,418 New
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$261K – – –
LP
38
LMR Partners
United Kingdom
$252K +$289K +62,870 New
SIM
39
Spark Investment Management
New York
$247K -$64K -13,900 -18%
TC
40
TFS Capital
Pennsylvania
$244K -$167K -36,199 -37%
Bank of New York Mellon
41
Bank of New York Mellon
New York
$228K -$98.5K -21,394 -27%
Jacobs Levy Equity Management
42
Jacobs Levy Equity Management
New Jersey
$194K +$36.8K +8,000 +20%
TCIM
43
TIAA CREF Investment Management
New York
$191K -$647K -140,585 -75%
Connor, Clark & Lunn Investment Management (CC&L)
44
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$178K +$83.3K +18,100 +69%
Northern Trust
45
Northern Trust
Illinois
$169K -$700K -151,971 -78%
AG
46
Algert Global
California
$139K – – –
CS
47
Credit Suisse
Switzerland
$139K +$160K +34,721 New
Squarepoint
48
Squarepoint
New York
$125K +$44.4K +9,648 +45%
NCCM
49
Nine Chapters Capital Management
New Jersey
$122K -$70.4K -15,300 -34%
Barclays
50
Barclays
United Kingdom
$114K +$108K +23,531 +479%
1
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PFNX Hedge Fund Activity: Q2 2017 in Review

70 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q2 2017, worth a combined $67.9M — down 35% from $104M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of PFNX and 14 opened new positions — a net loss of 6 holders — while 28 trimmed existing stakes and 17 added.

The largest buyer was Sanders Morris Harris, adding an estimated $1.52M. The largest seller was BlackRock, cutting an estimated $5.45M.

  • 70 institutional investors held Pfenex Inc. (PFNX) as of Q2 2017, down from 76 in Q1 2017.
  • Funds reported $67.9M of Pfenex Inc. stock for Q2 2017, down 35% quarter-over-quarter.
  • 14 funds opened new Pfenex Inc. positions in Q2 2017 and 20 closed out, a net change of -6 holders.
  • The largest Pfenex Inc. buyer in Q2 2017 was Sanders Morris Harris, an estimated $1.52M added.
  • The largest Pfenex Inc. seller in Q2 2017 was BlackRock, an estimated $5.45M sold.

Based on aggregated 13F filings for Q2 2017.