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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
PWM
51
ParenteBeard Wealth Management
Pennsylvania
$119K
WS
52
Wedbush Securities
California
$111K +$108K +10,009 New
Ameriprise
53
Ameriprise
Minnesota
$88K +$8.62K +802 +11%
MSFP
54
Mark Sheptoff Financial Planning
Connecticut
$83K -$45.8K -4,267 -36%
MFS
55
MSI Financial Services
Massachusetts
$63K -$12.1K -1,130 -17%
RFA
56
Reilly Financial Advisors
California
$56K
First Manhattan
57
First Manhattan
New York
$55K
S
58
SignatureFD
Georgia
$50K +$48.3K +4,500 New
BFEC
59
Benjamin F. Edwards & Company
Missouri
$40K +$15.6K +1,450 +66%
MA
60
MUFG Americas
New York
$26K -$628K -58,500 -96%
HCM
61
Highlander Capital Management
New Jersey
$21.4K
DADC
62
D.A. Davidson & Co
Montana
$21K
Envestnet Asset Management
63
Envestnet Asset Management
Illinois
$21K
FCCM
64
First City Capital Management
Georgia
$16.6K
OIA
65
Optimum Investment Advisors
Illinois
$13K
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$11K
WA
67
WFG Advisors
Texas
$7K
SSB
68
Sandy Spring Bank
Maryland
$6K
CFA
69
Carroll Financial Associates
North Carolina
$1K
ACM
70
Advisors Capital Management
New Jersey
-$3.13M -300,721 Closed
ICAS
71
Investors Capital Advisory Services
Massachusetts
-$174K -16,865 Closed
Goldman Sachs
72
Goldman Sachs
New York
-$158K -15,201 Closed
Barclays
73
Barclays
United Kingdom
-$123K -12,300 Closed
USGIU
74
U.S. Global Investors (USGI)
Texas
-$104K -10,000 Closed
WKWM
75
Walter & Keenan Wealth Management
Indiana
-$104K -10,000 Closed