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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
MSFP
51
Mark Sheptoff Financial Planning
Connecticut
$122K +$121K +11,738 New
SF
52
Synovus Financial
Georgia
$115K +$1.45K +140 +1%
PWM
53
ParenteBeard Wealth Management
Pennsylvania
$112K
USGIU
54
U.S. Global Investors (USGI)
Texas
$104K
WKWM
55
Walter & Keenan Wealth Management
Indiana
$104K +$103K +10,000 New
Ameriprise
56
Ameriprise
Minnesota
$75K +$57.6K +5,575 +348%
KCPG
57
Kavar Capital Partners Group
Kansas
$72K
MFS
58
MSI Financial Services
Massachusetts
$71K +$9.55K +925 +16%
First Manhattan
59
First Manhattan
New York
$52K
RFA
60
Reilly Financial Advisors
California
$52K +$52K +5,037 New
BFEC
61
Benjamin F. Edwards & Company
Missouri
$23K +$10.3K +1,000 +83%
Creative Planning
62
Creative Planning
Kansas
$21K +$20.7K +2,000 New
HCM
63
Highlander Capital Management
New Jersey
$20.1K
DADC
64
D.A. Davidson & Co
Montana
$20K
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$19K -$2.26K -219 -11%
FCCM
66
First City Capital Management
Georgia
$15.6K +$15.5K +1,500 New
OIA
67
Optimum Investment Advisors
Illinois
$12K
Fifth Third Bancorp
68
Fifth Third Bancorp
Ohio
$10K
WA
69
WFG Advisors
Texas
$7K
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$5K
SSB
71
Sandy Spring Bank
Maryland
$5K
CFA
72
Carroll Financial Associates
North Carolina
$1K
SG Americas Securities
73
SG Americas Securities
New York
-$456K -45,844 Closed
LWM
74
Lyons Wealth Management
Florida
-$360K -35,837 Closed
VKH
75
Virtu KCG Holdings
New York
-$218K -21,942 Closed