AAM Low Duration Preferred and Income Securities ETF
PFLD
32 hedge funds and large institutions have $56.4M invested in AAM Low Duration Preferred and Income Securities ETF in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 1 reducing their positions, and 5 closing their positions.
1,900% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 1
100% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 5
85% more capital invested
Capital invested by funds: $30.4M → $56.4M (+$25.9M)
19% more funds holding
Funds holding: 27 → 32 (+5)
8.77% more ownership
Funds ownership: 36.86% → 45.63% (+8.8%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$5.77M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.59M |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$3.28M |
| 4 |
LPL Financial
San Diego,
California
|
+$1.41M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.35M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$312K |
| 2 |
GLA
Good Life Advisors
Reading,
Pennsylvania
|
-$208K |
| 3 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
-$82K |
| 4 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$71K |
| 5 |
JPLA
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
-$20K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWA
26
Arkadios Wealth Advisors
Atlanta,
Georgia
| $279K | +$16.4K | +653 | +6% |
|
27
William Blair & Company
Chicago,
Illinois
| $63K | +$62.6K | +2,500 | New |
|
28
Bank of America
Charlotte,
North Carolina
| $30K | +$30.1K | +1,200 | New |
|
|
PA
29
PSI Advisors
Tampa,
Florida
| $23K | +$7.89K | +315 | +53% |
|
|
APA
30
American Portfolios Advisors
Holbrook,
New York
| $7.52K | +$7.52K | +300 | New |
|
|
HCP
31
Hexagon Capital Partners
Rogers,
Arkansas
| $4K | +$3.76K | +150 | New |
|
32
UBS Group
Zurich,
Switzerland
| $1K | +$727 | +29 | New |
|
|
OMC
33
Old Mission Capital
Chicago,
Illinois
| – | -$312K | -12,407 | Closed |
|
|
GLA
34
Good Life Advisors
Reading,
Pennsylvania
| – | -$208K | -8,245 | Closed |
|
|
CFA
35
Carroll Financial Associates
Charlotte,
North Carolina
| – | -$71K | -2,845 | Closed |
|
|
JPLA
36
Joseph P. Lucia & Associates
Yorktown Heights,
New York
| – | -$20K | -800 | Closed |
|
|
APWA
37
Atlas Private Wealth Advisors
Matawan,
New Jersey
| – | -$6K | -251 | Closed |
|
PFLD Hedge Fund Activity: Q4 2021 in Review
32 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q4 2021, worth a combined $56.4M — up 85% from $30.4M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new PFLD positions and 5 closed out — a net gain of 5 holders — while 20 added to existing stakes and 1 trimmed.
The largest buyer was Stifel Financial, adding an estimated $5.77M. The largest seller was Old Mission Capital, exiting entirely with an estimated $312K sold.
- 32 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q4 2021, up from 27 in Q3 2021.
- Funds reported $56.4M of AAM Low Duration Preferred and Income Securities ETF stock for Q4 2021, up 85% quarter-over-quarter.
- 10 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q4 2021 and 5 closed out, a net change of +5 holders.
- The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q4 2021 was Stifel Financial, an estimated $5.77M added.
- The largest AAM Low Duration Preferred and Income Securities ETF seller in Q4 2021 was Old Mission Capital, an estimated $312K sold.
Based on aggregated 13F filings for Q4 2021.