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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
LS
201
Livforsakringsbolaget Skandia
Sweden
$1.48M
NMERB
202
New Mexico Educational Retirement Board
New Mexico
$1.46M +$98.5K +1,900 +7%
Susquehanna International Group
203
Susquehanna International Group
Pennsylvania
$1.45M -$1.7M -32,761 -52%
MOACM
204
Mutual of America Capital Management
New York
$1.45M +$33.6K +648 +2%
SCM
205
Shelton Capital Management
Colorado
$1.43M -$15.5K -300 -1%
Rafferty Asset Management
206
Rafferty Asset Management
New York
$1.42M +$401K +7,745 +35%
B
207
BP
United Kingdom
$1.42M -$4.66M -90,000 -75%
ZIG
208
Zurich Insurance Group
Switzerland
$1.4M +$1.53M +29,500 New
SEI Investments
209
SEI Investments
Pennsylvania
$1.38M -$60.9K -1,175 -4%
WAM
210
World Asset Management
Michigan
$1.35M +$20K +386 +1%
ANRIA
211
American National Registered Investment Advisor
Texas
$1.33M
CAM
212
Capstone Asset Management
Texas
$1.33M +$35.2K +680 +2%
MNBTD
213
Moody National Bank Trust Division
Texas
$1.33M
CIBC Asset Management
214
CIBC Asset Management
Ontario, Canada
$1.3M +$16.4K +317 +1%
MAM
215
Martingale Asset Management
Massachusetts
$1.29M +$1.41M +27,227 New
IEFM
216
IQ EQ Fund Management
Ireland
$1.25M +$1.26M +24,408 New
LPL Financial
217
LPL Financial
California
$1.24M -$131K -2,526 -9%
SI
218
Stephens Inc
Arkansas
$1.23M +$10.1K +194 +0.8%
SAM
219
Securian Asset Management
Minnesota
$1.21M -$18.3K -353 -1%
NIT
220
NumerixS Investment Technologies
British Columbia, Canada
$1.19M -$7.25K -140 -0.6%
OA
221
OFI Advisors
Pennsylvania
$1.15M +$45.8K +883 +4%
UB
222
UMB Bank
Missouri
$1.12M -$3.89K -75 -0.3%
FHC
223
First Houston Capital
Texas
$1.12M +$700K +13,500 +134%
CCM
224
Canal Capital Management
Virginia
$1.09M +$45.1K +871 +4%
ERSOT
225
Employees Retirement System of Texas
Texas
$1.09M

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.