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Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
201
Susquehanna International Group
Pennsylvania
$1.51M -$2.36M -46,893 -61%
Millennium Management
202
Millennium Management
New York
$1.49M -$45.4M -902,957 -97%
ANRIA
203
American National Registered Investment Advisor
Texas
$1.45M -$61.5K -1,224 -4%
MNBTD
204
Moody National Bank Trust Division
Texas
$1.44M +$15.7K +312 +1%
Asset Management One
205
Asset Management One
Japan
$1.4M
Commonwealth Equity Services
206
Commonwealth Equity Services
Massachusetts
$1.4M +$126K +2,509 +10%
SAM
207
Shell Asset Management
Netherlands
$1.39M -$837K -16,666 -38%
SIM
208
Spark Investment Management
New York
$1.35M
CAM
209
Capstone Asset Management
Texas
$1.35M +$21.1K +420 +2%
ARTA
210
A.R.T. Advisors
New York
$1.34M +$1.31M +26,083 New
SI
211
Stephens Inc
Arkansas
$1.33M +$1.3M +25,815 New
SAM
212
Securian Asset Management
Minnesota
$1.31M +$39.6K +788 +3%
CIBC Asset Management
213
CIBC Asset Management
Ontario, Canada
$1.3M -$15.5K -309 -1%
LPL Financial
214
LPL Financial
California
$1.22M +$512K +10,198 +74%
Stifel Financial
215
Stifel Financial
Missouri
$1.21M +$581K +11,561 +96%
OA
216
OFI Advisors
Pennsylvania
$1.21M +$110K +2,188 +10%
SMDAM
217
Sumitomo Mitsui DS Asset Management
Japan
$1.19M -$87.5K -1,741 -7%
ERSOT
218
Employees Retirement System of Texas
Texas
$1.18M
CCM
219
Canal Capital Management
Virginia
$1.17M +$1.14M +22,699 New
AC
220
Allstate Corporation
Illinois
$1.14M -$426K -8,477 -28%
OI
221
Oakbrook Investments
Illinois
$1.13M +$1.11M +22,000 New
PAM
222
Panagora Asset Management
Massachusetts
$1.1M +$365K +7,267 +52%
SEI Investments
223
SEI Investments
Pennsylvania
$1.06M +$219K +4,355 +27%
DC
224
Deere & Company
Illinois
$1.03M
N
225
Nuveen
North Carolina
$1.02M -$37.3K -742 -4%

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.