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Principal Financial Group

390 hedge funds and large institutions have $8.74B invested in Principal Financial Group in 2014 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 128 increasing their positions, 144 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

30% more call options, than puts

Call options by funds: $9.11M | Put options by funds: $7.03M

1% more funds holding

Funds holding: 386390 (+4)

1.04% less ownership

Funds ownership: 65.45%64.41% (-1%)

8% less capital invested

Capital invested by funds: $9.49B → $8.74B (-$745M)

11% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 144

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
390
Holders Change
+4
Holders Change %
+1.04%
% of All Funds
11.26%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.12%
New
47
Increased
128
Reduced
144
Closed
36
Calls
$9.11M
Puts
$7.03M
Net Calls
+$2.08M
Net Calls Change
-$359K
Name Holding Trade Value Shares
Change
Change in
Stake
BF
201
BOK Financial
Oklahoma
$1.64M +$41.3K +903 +3%
QI
202
Quotient Investors
New York
$1.61M +$1.61M +35,100 New
UB
203
UMB Bank
Missouri
$1.59M -$3.27M -71,557 -67%
CIM
204
CenturyLink Investment Management
Colorado
$1.59M -$209K -4,571 -12%
CIBC Asset Management
205
CIBC Asset Management
Ontario, Canada
$1.54M +$38.4K +838 +3%
B
206
BP
United Kingdom
$1.47M -$8.15M -178,000 -85%
MIU
207
Man Investments (UK)
United Kingdom
$1.46M +$384K +8,400 +36%
VKH
208
Virtu KCG Holdings
New York
$1.4M +$697K +15,230 +100%
SCM
209
Shelton Capital Management
Colorado
$1.39M
SMDAM
210
Sumitomo Mitsui DS Asset Management
Japan
$1.37M -$114K -2,487 -8%
ANRIA
211
American National Registered Investment Advisor
Texas
$1.36M
Zurich Cantonal Bank
212
Zurich Cantonal Bank
Switzerland
$1.36M +$115K +2,516 +9%
MOACM
213
Mutual of America Capital Management
New York
$1.35M -$13.3K -291 -1%
MNBTD
214
Moody National Bank Trust Division
Texas
$1.28M
JG
215
Jefferies Group
New York
$1.27M +$355K +7,750 +39%
OSAM
216
O'Shaughnessy Asset Management
Connecticut
$1.26M +$13.5K +294 +1%
N
217
Nuveen
North Carolina
$1.24M -$55.2K -1,207 -4%
AAM
218
Aberdeen Asset Management
United Kingdom
$1.21M -$22.9K -500 -2%
Royal Bank of Canada
219
Royal Bank of Canada
Ontario, Canada
$1.17M -$3.83M -83,603 -77%
TMAM
220
Tokio Marine Asset Management
Japan
$1.16M -$41.2K -900 -3%
CCM
221
Corsair Capital Management
New York
$1.15M +$1.14M +25,000 New
AIM
222
abrdn Investment Management
United Kingdom
$1.13M +$576K +12,576 +105%
SAM
223
Securian Asset Management
Minnesota
$1.12M -$4.39K -96 -0.4%
SCM
224
Sterling Capital Management
North Carolina
$1.11M
KRS
225
Kentucky Retirement Systems
Kentucky
$1.05M +$8.24K +180 +0.8%

PFG Hedge Fund Activity: Q1 2014 in Review

390 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2014, worth a combined $8.74B — down 7.8% from $9.49B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 36 closed out — a net gain of 11 holders — while 128 added to existing stakes and 144 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $128M. The largest seller was UBS AM, cutting an estimated $79.3M.

  • 390 institutional investors held Principal Financial Group (PFG) as of Q1 2014, up from 386 in Q4 2013.
  • Funds reported $8.74B of Principal Financial Group stock for Q1 2014, down 7.8% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q1 2014 and 36 closed out, a net change of +11 holders.
  • The largest Principal Financial Group buyer in Q1 2014 was Citadel Advisors, an estimated $128M added.
  • The largest Principal Financial Group seller in Q1 2014 was UBS AM, an estimated $79.3M sold.

Based on aggregated 13F filings for Q1 2014.