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Principal Financial Group

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 28

58% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $10.5M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $7.44B → $8.32B (+$887M)

6% more funds holding

Funds holding: 329348 (+19)

1.52% less ownership

Funds ownership: 67.72%66.2% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 131

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M
Name Holding Trade Value Shares
Change
Change in
Stake
FCBT
201
First Citizens Bank & Trust
North Carolina
$1.18M -$1.92K -46 -0.2%
AAM
202
Aberdeen Asset Management
United Kingdom
$1.14M -$37.5K -900 -3%
RFC
203
Russell Frank Company
Washington
$1.1M -$699K -16,755 -39%
NCCM
204
Nine Chapters Capital Management
New Jersey
$1.09M +$1.06M +25,400 New
Zurich Cantonal Bank
205
Zurich Cantonal Bank
Switzerland
$1.07M +$454K +10,895 +77%
BF
206
BOK Financial
Oklahoma
$1.06M +$139K +3,327 +15%
SAM
207
Securian Asset Management
Minnesota
$1.05M -$5.96K -143 -0.6%
SCM
208
Sterling Capital Management
North Carolina
$1.01M +$979K +23,484 New
LMF
209
LMR Master Fund
Cayman Islands
$996K -$1.02M -24,486 -51%
Jane Street
210
Jane Street
New York
$981K -$1.61M -38,586 -63%
STC
211
SEI Trust Company
Pennsylvania
$981K +$338K +8,100 +55%
SHA
212
Smith Hayes Advisers
Nebraska
$975K +$12.8K +306 +1%
KRS
213
Kentucky Retirement Systems
Kentucky
$974K +$948K +22,738 New
N
214
Nuveen
North Carolina
$924K
BWP
215
Baldwin Wealth Partners
Massachusetts
$886K +$863K +20,702 New
WBC
216
Westpac Banking Corp
Australia
$885K -$2.55M -61,059 -75%
T
217
TradeWorx
New Jersey
$871K -$233K -5,586 -22%
RFC
218
Regions Financial Corp
Alabama
$813K -$45.9K -1,100 -5%
SB
219
Suntrust Banks
Georgia
$810K -$24.5K -587 -3%
OA
220
OFI Advisors
Pennsylvania
$766K -$71.6K -1,717 -9%
NG
221
NatWest Group
United Kingdom
$758K -$13.3K -318 -2%
BT
222
Bankers Trust
Iowa
$754K -$6.21K -149 -0.8%
DnB Asset Management
223
DnB Asset Management
Norway
$737K +$225K +5,400 +46%
CAM
224
Carret Asset Management
New York
$720K -$35.4K -850 -5%
LMGAM
225
Liberty Mutual Group Asset Management
Massachusetts
$708K +$141K +3,381 +26%