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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
BA
176
Bridgewater Associates
Connecticut
$3.16M +$3.15M +57,469 New
SAM
177
Sompo Asset Management
Japan
$3.15M +$692K +12,640 +28%
D.E. Shaw & Co
178
D.E. Shaw & Co
New York
$3.13M +$3.11M +56,808 New
Nomura Asset Management
179
Nomura Asset Management
Japan
$3.12M -$412K -7,520 -12%
MGIA
180
Moneta Group Investment Advisors
Missouri
$3.1M -$8.76K -160 -0.3%
TAM
181
Tealwood Asset Management
Minnesota
$3.09M -$876 -16 -0%
ARTA
182
A.R.T. Advisors
New York
$3.06M +$799K +14,600 +36%
AC
183
Allstate Corporation
Illinois
$3.06M
URS
184
Utah Retirement Systems
Utah
$2.89M +$10.9K +200 +0.4%
Mirae Asset Global Investments
185
Mirae Asset Global Investments
South Korea
$2.83M -$207K -3,779 -7%
Commonwealth Equity Services
186
Commonwealth Equity Services
Massachusetts
$2.81M +$116K +2,114 +4%
LPL Financial
187
LPL Financial
California
$2.78M -$112K -2,043 -4%
AG
188
Advisor Group
Arizona
$2.74M -$413K -7,545 -13%
DILIC
189
Dai-ichi Life Insurance Company
Japan
$2.73M +$25.8K +472 +1%
Mitsubishi UFJ Asset Management
190
Mitsubishi UFJ Asset Management
Japan
$2.69M +$373K +6,821 +16%
BWM
191
BerganKDV Wealth Management
Minnesota
$2.65M +$138K +2,525 +6%
EGM
192
Engineers Gate Manager
New York
$2.63M +$2.62M +47,886 New
AQR Capital Management
193
AQR Capital Management
Connecticut
$2.63M +$1.02M +18,711 +64%
DekaBank Deutsche Girozentrale
194
DekaBank Deutsche Girozentrale
Germany
$2.58M +$341K +6,225 +15%
DIA
195
Dean Investment Associates
Ohio
$2.58M -$119K -2,178 -4%
Caisse de Depot et Placement du Quebec (CDPQ)
196
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$2.55M -$372K -6,800 -13%
TPSF
197
Texas Permanent School Fund
Texas
$2.51M -$142K -2,603 -5%
Rafferty Asset Management
198
Rafferty Asset Management
New York
$2.49M +$196K +3,578 +9%
RJFSA
199
Raymond James Financial Services Advisors
Florida
$2.46M -$173K -3,163 -7%
EI
200
EDMP Inc
Florida
$2.46M +$284K +5,183 +13%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.