We are live on ! Find out more
PFG icon

Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
176
Candriam SCA
Luxembourg
$1.98M -$194K -3,939 -8%
TCM
177
Twin Capital Management
Pennsylvania
$1.9M -$345K -7,016 -14%
BWM
178
BerganKDV Wealth Management
Minnesota
$1.89M +$1.86M +37,873 +757%
PAM
179
Panagora Asset Management
Massachusetts
$1.89M +$39.4K +800 +2%
AC
180
Allstate Corporation
Illinois
$1.89M +$2.1M +42,681 New
TW
181
Transform Wealth
Colorado
$1.86M -$679K -13,800 -25%
MOACM
182
Mutual of America Capital Management
New York
$1.84M +$4.87K +99 +0.2%
DIA
183
Dean Investment Associates
Ohio
$1.82M -$11.6K -236 -0.6%
Citadel Advisors
184
Citadel Advisors
Florida
$1.81M +$2.02M +41,012 New
DADC
185
D.A. Davidson & Co
Montana
$1.78M +$260K +5,277 +15%
DekaBank Deutsche Girozentrale
186
DekaBank Deutsche Girozentrale
Germany
$1.77M -$1.39M -28,199 -42%
NMIMC
187
Northwestern Mutual Investment Management Company
Wisconsin
$1.75M -$325K -6,609 -14%
SAM
188
Sompo Asset Management
Japan
$1.73M -$1.27M -25,830 -40%
MLICM
189
Metropolitan Life Insurance Company (MetLife)
New York
$1.71M -$3.35K -68 -0.2%
Mitsubishi UFJ Asset Management
190
Mitsubishi UFJ Asset Management
Japan
$1.69M -$70.3K -1,429 -4%
Commonwealth Equity Services
191
Commonwealth Equity Services
Massachusetts
$1.67M +$37.9K +770 +2%
MSA
192
Mason Street Advisors
Wisconsin
$1.64M -$5.71K -116 -0.3%
IA
193
Icon Advisers
Colorado
$1.64M
PLFAM
194
Pineno Levin & Ford Asset Management
Virginia
$1.63M
CWM
195
CIBC World Markets
New York
$1.62M +$91.2K +1,852 +5%
LPL Financial
196
LPL Financial
California
$1.6M +$191K +3,871 +12%
ERSOT
197
Employees Retirement System of Texas
Texas
$1.59M -$1.05M -21,400 -37%
Holocene Advisors
198
Holocene Advisors
New York
$1.59M +$719K +14,599 +69%
Federated Hermes
199
Federated Hermes
Pennsylvania
$1.56M -$174K -3,530 -9%
DnB Asset Management
200
DnB Asset Management
Norway
$1.55M -$9.84K -200 -0.6%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.